GAO Provides Recommendations Regarding EPA's Effort to Regulate Nanomaterials

On Friday, the United States Government Accountability Office issued its Report to the Chairman (Barbara Boxer) of the Committee on Environment and Public Works, US Senate, GAO-10-549:

Nanotechnology: Nanomaterials Are Widely used in Commerce, but EPA Faces Challenges in Regulating Risk.

Highlights from the report follow.  The report confirms speculation that EPA intends to issue certain new rules pertaining to select nanomaterials by the end of 2010.

Background

"EPA has taken a mulitpronged approach to understanding and regulating the risks of nanomaterials, including conducting further research and implementing a voluntary data collection program. Furthermore, under its existing statutory framework, EPA has regulated some nanomaterials but not others. Although the EPA is planning to issue additional regulations later this year, these changes have not yet gone into effect and products may be entering into the market without EPA review of all available information on their potential risk. Moreover, EPA faces challenges in effectively regulating nanomaterials that may be released in air, water, and waste because it lacks the technology to monitor and characterize these materials or the statutes include volume based regulatory thresholds that may be too high for effectively regulating the production and disposal of nanomaterials."

TSCA

"In the fall of 2009, EPA announced it would reconsider the policy described in its January 2008 document, TSCA Inventory Status of Nanoscale Substances -- General Approach, and subsequently announced it planned to develop a SNUR to regulate nanoscale versions of conventional scaled chemicals that are already on the TSCA inventory as a significant new use of that chemical. The agency intends to propose this rule in December 2010."

"TSCA also gives EPA authority to issue rules requiring companies to submit certain information about chemicals. EPA plans to issue one such rule for nanomaterials that would require manufacturers to provide information on production volume, methods of manufacture and processing, and exposure and release, as well as available health and safety studies. Evaluation of this information will provide EPA with an opportunity to consider appropriate action under TSCA to reduce unreasonable risks to human health or the environment, according to EPA. This rule may also help them collect information on nanomaterials not covered by the SNUR discussed above. EPA intends to propose this rule in December 2010."

"EPA officials told us they intend to propose a rule in December 2010 that would require companies to generate test data on the health effects of 15 to 20 different nanomaterials, including carbon nanotubes, nanoclays, and nano aluminum, and also on nanomaterials used in aerosol-applied products. This information will help EPA correlate the properties of these materials with specific health effects, manage or minimize risk and exposure, and help EPA determine the need for additional testing of these materials, according to EPA. EPA officials told us they will be working with the National Institute for Safety and Health Administration, and the Consumer Product Safety Commission on this effort."

FIFRA

"EPA officials told us that if a company replaces a conventionally sized active ingredient in a pesticide with a nanoscale version of that ingredient, it is mandatory for the company to amend its registration. Officials also noted, however, that the agency's position on this point needs to be made explicit to the regulated community and such a clarification could be made in EPA guidance. According to stakeholders, manufacturers of nanopesticides are required to obtain an amended registration in such a circumstance even without new EPA guidance explicitly requiring it since the registration requirement is based not only on questions of chemical identity, but also on claims made about the pesticide; its composition; and its chemistry, toxicology, and other information."

GAO's Recommendations

"We recommend that the Administrator of EPA, take the following three actions:

  • Complete its plan to issue a Significant New Use rule for nanomaterials.
  • Modify FIFRA pesticide registration guidelines to require applicants to identify nanomaterial ingredients in pesticides.
  • Complete its plan to clarify that nanoscale ingredients in already registered pesticides, as well as in those products for which registration is being sought, are to be reported to EPA and that EPA will consider nanoscale ingredients to be new.

In addition, the Administrator of EPA should make greater use of the agency's authorities to gather information under existing environmental statutes. Specifically, EPA should

  • complete its plan to use data gathering and testing authorities under TSCA to gather information on nanomaterials, including production volumes, methods of manufacture and processing, exposure and release, as well as available health and safety studies; and
  • use information-gathering provisions of the Clean Water Act to collect information about potential discharges containing nanomaterials.

Finally, the Administrator of EPA should consider revising the Inventory Update under TSCA so that it will capture information on the production and use of nanomaterials and so that the agency will receive periodic updates on this material."

EPA's May 4, 2010 Response to GAO

Finally, attached as an exhibit to the report was a written response from EPA in which the agency largely agreed with all of GAO's recommendations. Regarding GAO's Clean Water Act recommendation, EPA stated that its Office of Research and Development is currently developing methods to detect nanomaterials in water and predict levels of concern. Once able to detect and measure nanomaterials in water, EPA will then consider whether reporting requirements should be amended.

We will continue to monitor these issues and provide timely updates to our readers.

Nanodialog.eu -- Nanotechnology Law Report Reaches Poland

Our friends at Nanodialog.eu will now be publishing summaries of select nanolawreport blogs in Polish.  Here's an example:

  Drukuj Email
NOWOSCI
The Nanotechnology Education Act 
Pełny artykuł zamieszczony  1 lutego, 2010, w Nanotechnology Law Report przez Robert Oszakiewski :
http://www.nanolawreport.com/2010/02/articles/the-nanotechnology-education-act/
06.03.2010.

Streszczenie i tłumaczenie: Ewa Lockard

Końcem stycznia 2010, dwóch kongresmanów amerykańskich: David Wu i Daniel Lipinski, zaproponowali wprowadzenie ustawy (The Nanotechnology Education Act), której celem byłoby stworzenie pogramu dotacji wspomagających wprowadzenie i ulepszenie programów i infrastruktur związanych z nauczaniem nanotechnologii. Dotacje obejmowałyby zarówno szkoły średnie, college, uczelnie jak i nieformalne centra technologiczne. Fundusze byłyby przeznaczone na: zakup sprzętu i oprogramowania, zatrudnienie nauczycieli włącznie ze szkoleniami dla nauczycieli nanotechnologii.

Zmieniony ( 06.03.2010. )
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European "Framing Nano" Report

Things have been mostly quiet in the United States on nanotechnology regulatory developments lately.  There have been some items, but not much.  So, we look across to Europe to see what they are up to.  A new report adds more perspective to the nano-regulatory question.  The Swiss based Innovation Society recently released its report: "FramingNano Mapping Study on Regulation and Governance of Nanotechnology."  The Innovation Society is part of the European project on nano-regulation: Framing Nano.

The 138-page report takes a look at nanotechnology regulatory actions worldwide, including European, North American, and Asian efforts.  The report looks to the voluntary and regulatory efforts in individual countries (or the EU as appropriate), and particularly focuses on Environmental Health and Safety (EHS) and Ethical, Legal and Societal Issues (ELSI).  It notes, "There is a general agreement among these stakeholders on the principal problems facing nanoregulation and their priorities.  In particular:

  • The major source of concern regarding potential risks of nanotechnology are, at the moment, “free” manufactured nanomaterials
  • There is an urgent need to develop, at least for some specific nanomaterials, new approaches and methods for their risk assessment and to improve the knowledge base on their characteristics and behaviour
  • There is a need for an international approach to the management of nanomaterials risks, with a particular emphasis on the development of harmonised standards and guidance, and on an effective engagement of all stakeholders."

The report ultimately states that it "nanoregulation must be regarded as a dynamic affair which must adapt to the evolution of the scientific knowledge and applications and public attitude. A continuous updating must be part of the governance of nanotechnology." 

The Framing Nano project is ultimately workings towards proposing a governance plan for regulating nanotechnology at the EU level.

The report's stated goal is to "provide a picture of recent developments regarding regulation and governance of [nanoscience and technology] in Europe and worldwide, to identify relevant NS&T stakeholder organisations and to make an assessment of this information to prepare the ground for the following phases of the FramingNano project, i.e. the consultative process among stakeholders and the definition of a Governance Plan for the responsible development of NS&T."  Clearly, in order to know where nanoregulation is heading, we need to know what different governments are doing in this arena.  This is just one step towards the overall "Governance Plan" that, while aimed at the EU may very well be applicable in the United States and other countries working with nanotechnology as well.

Occupational Odds & Ends

A couple of news items to catch up on following the holidays that may be of interest to people.

First, the Occupational Safety & Health Administration (OSHA), has launched a dedicated website containing information such as: OSHA's definition of nanotechnology, the applicable OSHA standards, and workplace health effects related to nanotechnology.  Worth adding to your "bookmarks."

Second, the International Standards Organization (ISO) released ISO/TR 12885:2008, "Health and safety practices in occupational settings relevant to nanotechnologies."  The report addresses, "health and safety practices in occupational settings relevant to nanotechnologies."  The abstract further describes the report as follows: "ISO/TR 12885:2008 focuses on the occupational manufacture and use of engineered nanomaterials. It does not address health and safety issues or practices associated with nanomaterials generated by natural processes, hot processes and other standard operations which unintentionally generate nanomaterials, or potential consumer exposures or uses, though some of the information in ISO/TR 12885:2008 might be relevant to those areas.

Use of the information in ISO/TR 12885:2008 could help companies, researchers, workers and other people to prevent adverse health and safety consequences during the production, handling, use and disposal of manufactured nanomaterials. This advice is broadly applicable across a range of nanomaterials and applications."

Now that we are through the winter holidays and New Year (and a happy new year to you!), we expect the nano-related news and events to begin picking up soon.  Here's to whatever 2009 may hold!

Environmental Defense and NMSP

The advocacy group Environmental Defense Fund recently issued a press release declaring that all the data submitted to the EPA under the voluntary Nanoscale Materials Stewardship Program is entering a "black hole."  However, this conclusion is premature at best, and sector damaging at worst.

In its press release, Environmental Defense Fund cites to limited participation and the fact that after six months of existence, "EPA has made virtually no information public about the limited number of submissions it has received. As a result, the public can have little confidence that the program is providing the information the Agency will need to protect citizens, consumers, workers and the environment from the potential risks of nanotechnology, according to Environmental Defense Fund (EDF)."  In addition, EDF is comparing the participation in the NMSP to the weak response received by the United Kingdom's DEFRA on its voluntary program.  We've posted on the DEFRA program before.  EDF also points to EPA's original prediction of 240 submissions from 150 companies for the basic program and 15 participants in the in-depth program.  While these numbers may not have been fully realized, let's look closely at the facts now that the basic program submission deadline has passed.

First, while the NMSP has been running for six months, the entirety of that time was spent on collection submissions from voluntary participants.  There was no indication from EPA that they would release information collected on a rolling basis or somehow provide their evaluation as submissions were received.  EPA has stated that it will take time to evaluate all of the submissions and release its thoughts after a period of review.  In fact, EPA stated on its NMSP website: "EPA will publish an interim report on the program in approximately a year from its launching on January 28, 2008. A more detailed report and program evaluation will be published after approximately two years. At the time of the two-year report, EPA intends to determine the future direction of both the basic reporting and in-depth data development phases, although adjustments or decisions on future steps may be made at an earlier point if sufficient experience is gained. This would also include consideration of use of regulatory authorities under TSCA." (emphasis added).  Consequently, EPA is taking time to consider all of the information and publish two overall reports, including an interim evaluation.

Second, let's look at the numbers.  EPA received submissions from 20 organizations (including some household names) covering approximately 90 nanoscale materials.  Further, another 10 organizations committed to the basic program, but have not yet submitted.  Beyond the fact that this is potentially a significant amount of technical data to sift through, this is not analogous to DEFRA's program where, to date, eleven submission (including two in the last quarter, the report for which was just released) have been received since September 2006.  Comparing EPA's response to DEFRA's is simply unfair.  Additionally, three companies have committed to the in-depth program and more can still be added.  While its clear EPA did not receive the level of participation it hoped for, there potentially (depending on what was submitted) very significant information in the hands of EPA, and that should not be discounted.

Declaring failure minutes after the deadline for submission passes is irresponsible and does nothing more than contribute to rumor and hearsay.  EPA received a significant response from the nanotechnology sector and it will take time for the agency to fully understand the information it now possesses.  With perhaps over 100 materials to evaluate, EPA's response cannot be instantaneous, and for it to do so would conflict with its reasoned position of wanting to understand the questions surrounding nanomaterials before making statements.  Good regulation does not come from snap judgments and unconsidered public statements.  EDF should give the agency time to understand what it has.  EDF has two choices, wait for the release of the report, or file a public records request for all of the publicly available information that was submitted.  But declaring failure through a press release does not help the agency or sector get closer to the answers being sought.  Oh, and if EDF submits the records request to EPA and received copies of the submission, I wonder if a black hole will appear at EDF if it doesn't like the answers.

No Nano Regulation by FDA?

By: Tim Cahill and Michael Heintz:

FDA Week reported on July 6, 2007 that the FDA's Internal Nanotechnology Task Force is close to issuing its first report and is going to recommend that the agency not create "regulatory policies" for nanomaterials.  Instead, the task force is likely recommending that FDA create guidelines for "best practices."  The Task Force report will also likely urge FDA to work with academia and the National Nanotechnology Initiative to gather more information about nanotechnology risks and benefits. 

FDA Week also observes that an agency official stated as early as 2005 that the agency would not regulate products containing nanotechnologies any different than conventional products, and "The agency does not regulate the technology as a separate entity so products such as drugs or medical devices that employ nanotechnology are scrutinized while cosmetics are not. "  The Task Force report will also likely urge FDA to work with academia and the National Nanotechnology Initiative to gather more information about nanotechnology risks and benefits.

The Task Force was created in August 2006 to assess regulatory approaches that encourage the development of safe and effective FDA-regulated products that use nanomaterials, and the Task Force held a public meeting on these issues on October 10, 2006.

Similarly, Senator Mark Pryor's office indicated a report addressing nanotechnology research and regulatory efforts at FDA, EPA, OSHA, and the Consumer Product Safety Commission by the General Accounting Office (GAO) is due out in the Spring of 2008.

Check back for more information on both of these reports as they are released.

New Report: Nanotechnologies for Energy and the Environment

Research and Market recently announced the publication of a new report addressing environmental uses and applications of nanomaterials.  The report covers many applications, environmental media, and toxicology, and, "describes nanotechnologies, nanomaterials, nanotechnology companies, universities and research centers related to nanotechnologies for new environmental technologies.  Areas covered by are leading edge research in emission reduction, environmental remediation and monitoring, green manufacturing, water filtration and treatment, energy conversion and storage, alternative energy and toxicology. "

The table of contents of the report is available here, and the full report can be purchased for EUR 1,584 (approximately $2,100.00).