Nanodialog.eu -- Nanotechnology Law Report Reaches Poland
Our friends at Nanodialog.eu will now be publishing summaries of select nanolawreport blogs in Polish. Here's an example:
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Our friends at Nanodialog.eu will now be publishing summaries of select nanolawreport blogs in Polish. Here's an example:
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Readers may be interested in learning that my 2009 book "Nanotechnology Law" is now online. You can find it on Westlaw as Nanotechnology Law (NANOTECH).
The Westlaw version is very helpful because you can now electronically search for any nano-related legal topic and let your computer do all the work -- it even provides links to the footnotes.
As another shameless plug, "Nanotechnology Law" is the only comprehensive legal text on nanotechnology currently on the market and weighs in at 1006 pages. (All the better reason to use the Westlaw search function).
Finally, I am in the process of updating the book for the 2010 edition. Thus, if there is anything important from 2009 that you would like to see analyzed in the 2010 edition -- please let me know and I will see what I can do.
JCM
Last September we predicted that sometime in 2010 EPA would reverse its "distinct molecular identity" approach to determining when and whether nanoscale materials are considered New Chemical Substances requiring premanufacturing notice and approval under the Toxic Substances Control Act (TSCA). We have been advising clients accordingly.
Inside EPA is now reporting that "EPA toxics chief Steve Owens" . . . "is expected to announce the shift Feb. 5."
Thus, tomorrow should be an interesting day in nano-regulatory-land. We will provide our readers with a detailed analysis should EPA in fact reverse itself on this important issue. Stay tuned . . .
This article originally appeared on the National Nanomanufacturing Network's InterNano website earlier today. It is licensed under Creative Commons Attribution-NonCommercial-NoDerivs 3.0 Unported.
In late December 2009, California’s Department of Toxic Substances Control (DTSC) received the first response1 to its January 22, 2009 information request regarding carbon nanotubes2. The original request targeted 26 purported California manufacturers and/or importers of carbon nanotubes3.
It asked for information regarding analytical test methods, environmental fate and transport, and other relevant environmental, health, and safety information. The request was issued by DTSC under authority granted by California's Health and Safety Code 699, Sections 57018-57020. Stanford University was the first entity to respond to the six specific questions contained in DTSC’s request:
1. What is the value chain for your company? For example, in what products are your carbon nanotubes used by others? In what quantities? Who are your major customers?
2. What sampling, detection and measurement methods are you using to monitor (detect and measure) the presence of your chemical in the workplace and the environment? Provide a full description of all required sampling, detection, measurement and verification methodologies. Provide full QA/QC protocol.
3. What is your knowledge about the current and projected presence of your chemical in the environment that results from manufacturing, distribution, use, and end-of-life disposal?
4. What is your knowledge about the safety of your chemical in terms of occupational safety, public health and the environment?
5. What methods are you using to protect workers in the research, development and manufacturing environment
6. When released, does your material constitute a hazardous waste under California Health & Safety Code provisions? Are discarded off-spec materials a hazardous waste? Once discarded are the carbon nanotubes you produce a hazardous waste? What are your waste handling practices for carbon nanotubes?
Stanford’s response was thoughtful, yet very basic. The University confirmed that it follows standard laboratory safety procedures, has implemented most of the nanosafety guidelines issued by the National Institute for Occupational Safety and Health (NIOSH), and that it treats nano-waste as “hazardous waste” for disposal purposes. A summary of Stanford’s answers follows.
In response to DTSC’s first “value chain” question, Stanford responded that it has identified 16 of its laboratories that are working with carbon nanotubes. Research topics include medical applications, electronics, energy storage, fuel production, fundamental physics, and material science research. To support its “value chain” answer, Stanford attached five research papers resulting from its laboratories’ activities.
Regarding DTSC’s second “monitoring” question, Stanford answered that because there are only minimal risks of exposure and release of carbon nanotubes in its laboratories, it has not yet developed or implemented any quantitative sampling or detection methods. The University also advised that it was working with NIOSH to conduct a possible site visit of its facilities in 2010 to potentially address these issues.
Responding to DTSC’s third question concerning the “projected presence” of carbon nanotubes in the environment which may result from Stanford’s activities, the University answered that there could conceivably be (i) accidental releases and spills, (ii) routine releases from laboratory handling, and (iii) the presence of carbon nanotubes in its laboratory waste stream. Importantly, Stanford indicated that the combined use of carbon nanotubes in all of its laboratories only amounts to approximately 16 grams per year and that its nano-waste stream is treated as “hazardous waste.”
Regarding DTSC’s fourth question concerning Stanford’s knowledge of the possible environmental, health, and safety effects of its carbon nanotubes, the University responded that it takes “a precautionary, but reasonable approach” and uses good laboratory safety practices when working with nanoscale materials. Additionally, Stanford maintained that one the articles attached to its submission supports the position that carbon nanotubes are cleared from the body without adverse health effects. Finally, Stanford indicated that it closely follows the nano-EHS literature posted on NIOSH’s website, as well as the comprehensive nano-EHS website of the International Council on Nanotechnology at Rice University.
In response to DTSC’s fifth question concerning the nano-specific workplace safety measures implemented by Stanford, the University responded that (i) it follows a standard chemical hygiene plan created and implemented under existing California law, (ii) has implemented its “General Principles and Practices for Working Safely with Engineered Nanomaterials,” and (iii) has created a standard operation procedure template for use by its nano-laboratories “to assist in determining the [appropriate] levels and types of controls” which should be used in each laboratory working with nanoscale materials. Stanford’s “General Principles” document4 can be found on its website and basically summarizes the key points from NIOSH’s “Approaches to Safe Nanotechnology” document5 in a condensed bullet point format.
Finally, regarding DTSC’s sixth “hazardous waste” question, Stanford largely mooted the question by explaining that it treats its carbon nanotube waste stream as “hazardous waste,” whether or not such material actually constitutes “hazardous waste” from a scientific and/or regulatory perspective.
On the whole, Stanford put considerable effort into its response to DTSC’s information request, but it contained no “earth shattering” revelations. The University appears to be following state of the art procedures for working safely with carbon nanotubes. More importantly, there was little information in Stanford’s response that the State did not already know or could have learned with a simple telephone call. Of course, all of this begs the question of whether a formal data call in was even necessary in the first place and/or whether California is squandering its rapidly diminishing capital on this project. At the very least, the data call in should have contained a minimum threshold requirement in order to weed out minimal users and to prevent them from having to engage in the time consuming process which Stanford went through.
Our readers might be interested in seeing an article published by BNA's Toxics Law Report which was published on December 3, 2009 -- "Nanotechnology: The Next Battleground for Mass Torts?" The article by a prominent California attorney and one of his Chicago-based associates is primarily a summary of our prior October 2008 article: "A Nano-Mesothelioma False Alarm" with a few added procedural suggestions for defense attorneys. Glad to see someone out there is reading. :)
Earlier today, an IEEE blogger commented on a nanosilver article we previously re-published on this cite. The original article was written by the Silver Nanotechnology Working Group and was first published on the University of Massachusetts, Amherst's InterNano website (where I am Contibuting Editor for Environmental, Health and Safety and Regulation).
Dexter Johnson comments on the Nanoclast blog of IEEE's Spectrum website:
"In what must come as a blow to NGOs around the world it turns out that the material that has fueled much of their indignation about nanotechnology, nanosilver, has not only been 'rationally manufactured, regulated, and used commercially for over a century with no significant adverse environmental, health, and safety effects', but also the EPA has specifically been looking at nanosilver as far back as the 1950s."
This article was written by John C. Monica, Jr. and Dr. Diana Bowman and originally appeared on the National Nanomanufacturing Network's InterNano website earlier today. It is licensed under Creative Commons Attribution-NonCommercial-NoDerivs 3.0 Unported.
Dr. Bowman is a Senior Research Fellow in the School for Population Health at the University of Melbourne and a Visiting Research Fellow in the Department of International and European Law, KU Leuven. Dr. Bowman is also a co-editor, along with Matthew Hull, of the book “Nanotechnology Environmental Health and Safety: Risks, Regulation and Management,” (Elsevier, 2010).
In November 2009, the Australian Government’s Department of Health and Aging (DHA) published a public discussion paper —“Proposal for Regulatory Reform of Industrial Nanomaterials”—in relation to the National Industrial Chemicals Notification and Assessment Scheme (NICNAS), which provides a national system of notification and assessment of industrial chemicals. For the purpose of the scheme, “industrial chemicals” include chemical entities found in, for example, many plastics and paints. And, unlike many jurisdictions, those chemicals found in cosmetic products. The paper provides concrete recommendations for the regulation of both “new” nanoscale chemical substances and “existing” chemical substances in nanoscale formulations, while thoughtfully considering legitimate business needs.
Regarding “new” nanoscale chemical substances, the paper notes that—by legal definition—these substances are those which are not already listed on the Australian Inventory of Chemical Substances and as such are subject to existing regulatory requirements. The paper also notes that several permitting exemptions currently exist for certain uses of chemicals already on the Inventory. As an initial nano-regulatory step, the paper recommends excluding “new” nanoscale materials not already on the Inventory from regulatory low volume exemptions, “thereby shifting a post-market audit activity to a pre-market assessment (i.e. new nanomaterials to be assessed under permit or certification categories prior to commercialization).” The suggestion is not unduly punitive, and a similar approach is already in use by the US EPA.
Additionally, the paper recommends modifying the Research and Development exemption for “new” chemical substances to require annual reporting of nanoscale materials produced in quantities exceeding 100 grams per year. While the paper could benefit from some explanation of why this specific threshold was selected, the idea of providing basic information on nanoscale materials used in sufficient quantities for research and development is not onerous.
The main rationale for these modifications is that the “uncertainty surrounding the hazards, exposure, and risk assessment methodologies . . . means that the determination of ‘no unreasonable risk’ or ‘non-hazardous’, both of which are prerequisites to a range of exemptions, is not expected to be straightforward,” and the accompanying need for a case-by-case approach to the responsible development of nanoscale chemical substances.
Regarding “existing” nanoscale chemical substances, the paper recommends that the Australian Government consider following up on their somewhat disappointing voluntary data call-ins under the NICNAS scheme (held in 2006 and 2008) with a study on “the feasibility of a mandatory notification and assessment program.” Such a program would be designed to establish a database of “existing” nanoscale chemicals in use in Australia and increase public confidence in regulatory oversight efforts. U.S. EPA is also considering a mandatory data call-in for nanoscale materials, while California has already issued a mandatory data call-in for carbon nanotubes and is targeting several additional nanoscale materials.
Australia’s DHA’s recommendations are well-balanced. Business and commercialization needs are recognized even though human and environmental, health, and safety regulatory needs are given priority. However, the paper largely ignores the most difficult topic in this space—whether nanoscale versions of “existing” chemicals already on the Australian Inventory of Chemical Substances should be considered “new” chemical substances for regulatory purposes, as suggested by Ludlow, Bowman, and Hodge in their review of Australia’s regulatory framework for nanotechnology, thus triggering pre-market approval requirements prior to commercialization. This issue has been argued back and forth in the US, the EU and other jurisdictions for quite some time, and it is unlikely that Australia will be able to avoid similar strong debate. It is perhaps the biggest issue facing regulators seeking to modify Australia’s industrial chemical legislative framework to fully cover both “new” and “existing” nanoscale materials.
Beyond the substantive regulatory changes noted above, the paper does an excellent job of explaining what “industrial nanomaterials” are, their current regulatory status in Australia, and national and international regulatory activities for nanoscale materials. Moreover, the paper is written in sharp, clear language. It provides lots of key questions for stakeholders to consider when thinking about these issues, as well as surveys and questionnaires encouraging feedback and input. The Australian Government is also sponsoring public consultation activities in most of the country’s larger metropolitan areas to explains the paper to stakeholders first-hand and to solicit additional input.
References
National Industrial Chemical Notification and Assessment Scheme (Department of Health and Aging, Australian Government). Proposal for Regulatory Reform of Industrial Nanomaterials. Public Discussion Paper. November 2009. Available from NICNAS. http://www.nicnas.gov.au/Current_Issues/Nanotechnology/Stakeholder_Consultation.asp
Ludlow K, Bowman DM, and Hodge GA. 2007. A Reveiw of Possible Impacts of Nanotechnology on Australia'a Regulatory Framework. Monash Centre for Regulatory Studies, Monash University, Melbourn.
This article was contributed by Dr. Rosalinda Volpe, Executive Director, Silver Nanotechnology Working Group (SNWG) and originally appeared on the National Nanomanufacturing Network's InterNano website earlier today. It is licensed under Creative Commons Attribution-NonCommercial-NoDerivs 3.0 Unported.
On November 3 – 6, 2009 the US Environmental Protection Agency (EPA) held a Scientific Advisory Panel (SAP) meeting in Arlington, Virginia to discuss the “Evaluation of Hazard and Exposure Associated with Nanosilver and Other Nanometal Oxide Pesticide Products.”[1] The meeting was well attended. Over seventy-five people from industry, regulatory, public interest, and academic sectors attended the meeting over three days. EPA received presentations and comments from the SAP panel members during the course of the meeting, as well as six presentations during the Public Comment period, and also received over 560 written comments which can be found on EPA’s website.
One group—The Silver Nanotechnology Working Group (SNWG)[2] —made a detailed presentation[3] to EPA supporting a fundamental regulatory consideration previously overlooked by many in attendance: nanosilver has been rationally manufactured, regulated, and used commercially for over a century with no significant adverse environmental, health, and safety effects. SNWG explained that nanosilver—often called by other names such as "colloidal silver" or "millimicron silver"—has been used in a wide range of consumer applications such as swimming pool treatments and drinking water filters with an established record under FIFRA of regulated and safe use dating as far back as the 1950’s. Thus, SNWG believes that nanosilver is not a “new” material requiring some type of special regulation and EPA needs to look beyond general conceptions of nano terminology and consider the broader established regulatory record of nanoscale silver products within the Agency. Simply put, SNWG believes that calls for treatment of nanosilver as a new material requiring development of expensive new test regimes and discriminatory regulation are difficult to justify.
Moreover, SNWG explained at the meeting that a detailed look at the history of silver within EPA shows that the toxicological studies that form the center of EPA’s existing general hazard limits for silver are derived from historical data from nanoscale silver materials and not conventional (bulk) silver as is often mistakenly assumed. For example, SNWG’s careful examination of EPA’s public registration database[4] for silver over a period of 6 decades revealed:
Based on its analysis, SNWG took the formal position that EPA has a range of existing regulatory structures that have successfully addressed silver materials across the size spectrum for over 5 decades. Additionally, EPA has not any incidents of significance on the Agency’s formal incident reporting database (EPA OPP IDS) – indicating that thorough monitoring of real-life use supports the safety of these products.
The SWNG congratulated EPA for its record of successful monitoring and risk management for these materials despite different terminologies being used throughout this time period. Indeed, SNWG pointed out that with nanosilver there is perhaps more historical data and evidence of safe use than for many other regulatory materials, and the EPA has the opportunity to assess nanosilver products with confidence given this long history of safe use under existing EPA regulatons.
The SNWG is hopeful that the EPA and the other meeting attendees will examine SNWG’s position and supporting information in more detail to confirm that nanosilver has been successfully regulated for decades. If sufficient consideration is given, SNWG believes that EPA will conclude that there is no need to “fix” a regulatory process that is not “broken,” but has worked exceedingly well for decades in the case of nanosilver.
References
1. EPA Scientific Advisory Panel meeting, Arlington VA (November 3 - 6, 2009).
2. SNWG is an industry effort intended to foster the collection of data on silver nanotechnology in order to advance the science and public understanding of the beneficial uses of silver nanoparticles in a wide-range of consumer and industrial products.
3. SNWG “Evaluation of Hazard and Exposure Associated with Nanosilver and Other Nanometal Oxide Pesticide Products”, Presentation to Scientific Advisory Panel (November 4th, 2009).
New Edition of Nanotechnology Law Report
Inside you will find:
The National Nanomanufacuring Network (NNN) at the University of Massachusetts, Amherst just published its October newsletter which you can find here. There is a nice article by Barbara Beck and Chris Long from Gradient regarding the recent Song nanoparticle study from China which was my first contributing editor piece for NNN's InterNano. Please read the newsletter and follow NNN's valuable work.
This article was originally published by the National Nanomanufacturing Network's "InterNano" project (www.internano.com). It is licensed under a Creative Commons Attribution-NonCommercial-NoDerivs 3.0 Unported.
A recent study published in the well-known medical journal, the European Respiratory Journal, has been receiving significant publicity as the authors have claimed their findings support an apparent linkage between workplace exposures to nanoparticles and severe respiratory disease. Specifically, in this study, investigators at China's Capital University of Medical Science related unusual and progressive lung disease in seven Chinese workers, two of whom died, to nanoparticle exposures in a print plant where a polyacrylic ester paste containing nanoparticles was used. This linkage was made by the study investigators despite a general lack of exposure data for the workers.
The complete review is after the jump . . .
Reviewed by Christopher M. Long, Sc.D., and Barbara D. Beck, Ph.D., DABT, FATS, Gradient

While there are cellular and laboratory animal studies that suggest the enhanced toxicity of some engineered nanoparticles (ENP) relative to larger sized particles of the same chemical composition (e.g., carbon nanotubes versus graphite, nano-sized titanium dioxide versus conventional titanium dioxide), there remains no direct human evidence of the health risks posed by ENP. The absence of any epidemiology or medical case studies examining potential ENP exposures and adverse health effects among either workers or consumers is likely a result of several factors. These factors include the fairly recent intensification in ENP manufacturing and commercial application, as well as the fact that relatively small amounts are typically manufactured and handled. The Song et al. (2009) study is a medical case report that claims to provide the first human evidence of "nanomaterial-related disease" following long-term nanoparticle exposure.
This study attributed unusual and progressive lung disease in seven Chinese workers, two of whom died of respiratory failure, to workplace nanoparticle exposures in a print plant where a polyacrylic ester paste containing nanoparticles was sprayed onto a polystyrene substrate, with subsequent heat-curing. For 5 to 13-month durations, all seven employees worked in the same department of the print plant, specifically, in a room with little to no ventilation due to the failure of the mechanical ventilation system. Lacking any measurement data of actual worker exposures, study investigators concluded, based on the detection of 30-nm nanoparticles in the paste material as well as in accumulated dust in the workplace, that these workers were exposed to polyacrylate nanoparticles. Reporting the presence of similarly-sized nanoparticles in the chest fluid and lung cells of the diseased workers, Song et al. highlighted the emerging body of nanotoxicological evidence from animal and in vitro studies to support their conclusion that the observed health effects were due to polyacrylate nanoparticle exposures.
While highly tragic and certain to create a stir among regulators, the media, and the general public, it is important to recognize that this study does more to highlight the critical need to follow well-established industrial hygiene practices than to provide direct evidence in humans of any unique health risks posed by ENPs. This study has several key limitations, including a general lack of information on the exposures experienced by the workers. Given the spraying of a chemical paste and the heating of a plastic material in an enclosed space lacking any mechanical ventilation, it is clear that these workers were exposed to a complex cocktail of chemicals and fumes, in addition to any nanoparticle exposures.
Based on the identification of nanoparticles in the paste, in accumulated dust in the workplace, and in lung tissues and cells of the workers, it is likely that these workers were exposed to nanoparticles in their workplace. However, Song et al. do not provide the necessary materials characterization data to demonstrate that the observed nanoparticles are indeed engineered nanoparticles (i.e., nanoscale particles intentionally created to have nano properties) and to confirm that the nanoparticles observed in the paint paste are the same nanoparticles identified in the workplace dust and in biological samples. Incidental nanoparticles are ubiquitous in indoor and outdoor air from a variety of anthropogenic and natural sources (engine exhaust, metal fumes, secondary organic aerosols), and characterization data are thus needed to confirm that the nanoparticles observed in the dust and in biological samples are indeed polyacrylate nanoparticles.
Given the lack of chemical analysis of the nanoparticles and the workers’ co-exposures to a variety of other toxic substances, it remains highly uncertain to what extent workplace nanoparticle exposures, compared to other workplace exposures, may have contributed to the observed health effects. Further, toxicological evidence cited by the investigators as linking ENP such as carbon nanotubes and zinc oxide with toxic responses in animals and cell cultures is of dubious relevance to polyacrylate nanoparticles, which are unlikely to exhibit similar biological activity due to important differences in toxicologically-relevant properties, in particular chemical composition. Scientific evidence is quite clear that toxicological properties differ greatly among different nanoparticles.
Regardless of the actual role of nanoparticles in the observed health effects, there are important lessons that can be learned from this study. In particular, given the limited knowledge regarding the health and safety risks posed by ENPs, it is imperative that best management practices for workplace exposures be followed to control and minimize potential exposures. It is clear that occasional use of cotton gauze masks, as reported by Song et al. for the Chinese workers, is not an adequate practice for controlling workplace exposures. Fortunately, a number of good resources are available for identifying state-of-the-art nano practices, including the ICON GoodNanoGuide . This study also highlights the critical need for robust exposure assessments to support health effects studies, providing data to characterize key nanoparticle properties and to differentiate ENPs from incidental nanoparticles.
In summary, this study highlights the importance of continued vigilance for any signs of ENP-related illnesses in exposed human populations. However, it lacks the essential materials characterization, exposure, and toxicity data for both the ENP and the other chemicals to which the workers were exposed. Thus, the study is not supportive of the authors' conclusions that ENP exposures underlie the observed health effects among the Chinese workers and that these findings are of relevance to all commercially available ENPs.
We have previously reported on a study by Arizona State researchers looking into the potential release of nanosilver particles from odor-killing socks during theoretical wash cycles. A new study from Switzerland examines the issue in further detail.
L. Geranio, et al., "The Behavior of Silver Nanotextiles during Washing," Environ. Sci. Technol. (Sept. 2009).
Three authors from the Swiss Federal Laboratories for Materials Testing and Research conducted the study with the aim of determining "the amount and the form of Ag released during washing from nine fabrics with different ways of silver incorporation into or onto the fibers." The study generally found that when washed at low pH levels, there was little dissolution of nanoparticles from the textiles being tested. However, the researchers theorized that the use of bleach "can greatly accelerate the dissolution of Ag." The percentage of total silver emitted during one wash cycle for the fabrics varied between 1% and 45%. Almost 75% of the silver released was greater than 450 nm in diameter.
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Nanotechnology Law & Business just published our new article on the EPA's recent treatment of nanoscale materials under the Toxic Substances Control Act. An abstract for the article is below and you can find a copy of the article itself here.
Abstract: This article provides a summary of recent (2008-2009) regulatory efforts by the U.S. Environmental Protection Agency under the Toxic Substances Control Act concerning nanoscale materials. These efforts include entering into two consent orders with a manufacturer of carbon nanotubes; issuing four significant new use rules for two siloxane-based nanoparticles and two carbon nanotubes (and then withdrawing the latter two); intimating that new testing and data collection rules will be implemented for certain nanoscale materials; and proposing and/or requiring acute toxicity rat inhalation testing regimes in certain instances. The authors explain these developments in detail and then provide some initial strategic and legal considerations for businesses attempting to navigate this emerging regulatory thicket.
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Our friends at AZoNano (www.AZoNano.com) recently sent us this full page, color, sunscreen advertisement from the September 16, 2009 Weekend Australian Magazine. The sunscreen in question, called "Invisible Zinc," claims to use an invisible film of zinc oxide to provide UVA and UVB skin protection to its users. Our readers will quickly note the prominent disclaimer appearing in the upper right hand corner of the page -- "*Micronised (Not Nano)." It's the first I've seen. If you know of others, please forward them to me if you get a chance.
It appears that the anti-nano sunscreen publicity occurring over the past few years is now taking root in demonstrable ways.
Author's note: Technology is truly decreasing the size of our world. AZoNano's CEO -- Dr. Ian Birkby -- found this "Invisible Zinc" advertisement in Australia where he lives, and then wrote about it on Twitter. I picked up his tweet and asked for a copy, which he kindly emailed to me. Now nanolawreport readers from various countries can also read about the advertisement. Dr. Birkby is @Birkers on Twitter, while I am @nanolaw. Hope to hear from you soon.
There are often developments in the nano legal world that do not fit into our traditional Nanotechnology Law Report format, yet might be of interest to some of our readers. You can now find these short postings and other musings on twitter.com/nanolaw .
Additionally, you can find me on linkedin under "John Monica," as well as on our new "Nano EHS Forum". Please feel free to link in or to join our new discussion group.
Happy networking!
A much valued contributor from CyberRegs provided us with the following information from the Federal Register that may be of interest to readers:
There will be a 4-day consultation meeting of the Federal Insecticide, Fungicide, and Rodenticide Act Scientific Advisory Panel (FIFRA SAP) to consider and review a set of scientific issues related to the assessment of hazard and exposure associated with nanosilver and other nanometal pesticide products.
DATES: The consultation meeting will be held on November 3 - 6, 2009, from approximately 8:30 a.m. to 5:00 p.m. The consultation meeting will be held at the Environmental Protection Agency, Conference Center, Lobby Level, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA 22202.
Comments. The Agency encourages that written comments be submitted by October 20, 2009 and requests for oral comments be submitted by October 27, 2009. Mail: Office of Pesticide Programs (OPP) Regulatory Public Docket (7502P), Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001. FOR FURTHER INFORMATION CONTACT: Joseph E. Bailey, DFO, Office of Science Coordination and Policy (7201M), Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001; telephone number: (202) 564-2045; fax number: (202) 564-8382; e-mail address:
bailey.joseph@epa.gov.
For anyone interested, I am presenting my recently approved Virginia CLE presentation "Insurance, Nanotechnology, and Risk" in mid-September to a national intellectual property law firm based here in D.C. The presentation covers issues related to the alleged environmental, health, and safety (EHS) risks accompanying certain nanoscale materials from the perspective of both the insured and insurer. Particular emphasis is placed on (i) insurer approaches to EHS risk and uncertainty, (ii) the first commercial insurance exclusion for nanotechnology in the US, (iii) industry reaction to certain recent adverse EHS studies concerning carbon nanotubes, and (iv) three initial steps nano-related businesses should consider when dealing with these issues. The PowerPoint was originally presented at the Nanotechnology Health and Safety Forum in Seattle in June 2009, and the National Nanotechnology Initiative also asked for it to be presented at the opening plenary for its October 2009 workshop on "Nanomaterials and the Environment & Instrumentation." I anticipate additional presentations of the CLE in D.C. and Virginia over the upcoming months. Please let me know if you have any interest in attending one of the future sessions and I will try to hook you up for some free CLE credit.
Earlier today, the Guardian printed a letter from the Soil Association criticizing the paper's nanotechnology supplement appearing last Thursday. The letter cites the Song study from China as more evidence supporting its call for a moratorium on nanoscale materials along with "nano-free" standards, which we have previously covered. Key statements from the letter follow:
"Seven women working in a factory [in China] where nanoparticles were used in paint fell ill with serious lung disease and two died. Researchers . . . found nanoparticles deep in the lungs of the women . . . A chemical in the paint, the patients' lung tissue and the liquid surrounding the lungs were all found to contain nanoparticles."
"There should be an immediate freeze on the commercial release of nanomaterials until there is a sound body of scientific research into all the health impacts."
The letter does not attempt to explain any of the severe criticism the Song article has received by most main stream scientists, and is a good example of bad science put to a questionable use.
For anyone who might be interested, I will be speaking on nano-related insurance issues at the opening plenary of the National Nanotechnology Initiative's upcoming Oct. 6 -7 conference and workshop on Nanomaterials and the Environment & Instrumentation. The draft agenda for the conference can be found here, and the plenary is also supposed to be broadcast on the web. I will post the information for the simulcast as we get closer to the conference date. Cost, location, and registration info. is here.
Last Friday, EPA's Office of Research and Development announced in the Federal Register a 45 day comment period for its new draft case study on the use of nanoscale TiO2 in water and sunscreens:
"Nanomaterial Case Studies: Nanoscale Titanium Dioxide in Water Treatment and in Topical Sunscreen"
FR 74,146 at 38188 (July 31, 2009). The report focuses on two specific applications of nanoscale titanium dioxide (nano-TiO2): (i) as an agent for removing arsenic from drinking water, and (ii) as an active ingredient in topical sunscreen. The draft report is divided into five chapters:
The report is formidable in length, scope, and detail. For those looking for some quick highlights, the report provides a great series of summaries of the existing TiO2 environmental, health, and safety literature. For example:
EPA notes that the "document is not intended to serve as a basis for risk management decision in the near term on these specific uses of nano-TiO2." Rather, its focus is on developing necessary data for "future assessment efforts." Specifically, the "document is a starting point to determine what is known and what needs to be known about selected nanomaterials as part of a process to identify and prioritize research to inform future assessments of the potential ecological and health implications of these materials."
Readers may interested in learning that EPA issued a clarification today regarding its single-walled and multi-walled carbon nanotube SNURs previously issued in June 2009. EPA's announcement follows. Stay tuned . . .
Good afternoon. On June 24, 2009, the U.S. EPA issued final Significant New Use Rules (SNURs) under the Toxic Substances Control Act (TSCA) for 23 new chemicals, including two carbon nanotubes (nanoscale materials) (http://www.epa.gov/fedrgstr/EPA-TOX/2009/June/Day-24/t14780.pdf). The SNURs will allow the commercialization of these specific carbon nanotubes under limited conditions to protect against unreasonable risks to human health and the environment.
The SNURs require companies to notify EPA at least 90 days before manufacture, import, or processing of the specific carbon nanotubes for any activity not meeting the conditions specified in the rules at 40 C.F.R. 721.10155 and 40 C.F.R. 721.10156.
Upon reviewing the rules some stakeholders have asked EPA whether these SNURs apply to all variants of carbon nanotubes. This is not the case. These SNURs only apply to the specific carbon nanotubes that were the subject of the premanufacture notices (PMNs) submitted under Section 5 of TSCA and not to any other carbon nanotubes. Other carbon nanotubes must be notified through EPA's New Chemicals Program. The U.S. EPA strongly encourages all manufacturers and importers of nanoscale materials that are intended for commercial use to consult with the Agency in advance of production or importation.
If you have any questions, please contact:
Zofia Kosim (202-564-8733) or kosim.zofia@epa.gov
Jim Alwood (202-564-8974) or alwood.jim@epa.gov
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David E. Giamporcaro
Industry and Small Business Liaison
Environmental Assistance Division
Office of Pollution Prevention and Toxics
U.S. Environmental Protection Agency
East Building
1200 Pennsylvania Avenue, N.W. (MC7408M)
Washington, D.C. 20460
Phone: (202)564-8107
Fax: (202)564-8813
Zurich North America recently published the June 2009 edition of its Industry Insight online magazine which focuses exclusively on nanotechnology issues. The magazine contains four informative articles which are well worth reading:
Our readers may be particularly interested in the "leading edge" article in which Zurich describes its nanotechnology emerging risk activities dating back to 2006. The article discusses Zurich's involvement in ANSI's TAG to ISO/TC 229 Nanotechnologies standards and nomenclature group; its ongoing efforts to make sure its voice is heard in the ongoing regulatory debate surrounding certain nanoscale materials; and the formation of a new Zurich Nanotechnology Exposure Protocol™ (ZNEP™).
As Zurich explains, its new ZNEP™ is a risk assessment protocol designed to understand potential nano-related insurance risks:
"By working closely with corporate customers, collecting data on the specific nano-particles they were using, learning about the specific applications where they're employed, and then combining this information, Zurich could form a global overview of nanotechnology and its various facets of risk. Such an activity would not only be a very good way to protect is business, but it could form a basis for providing risk management advice to its customers going forward."
Zurich is working with Seattle-based Intertox to implement its ZNEP™, which it also hopes will dramatically shorten the lag time between discovery of new nanotechnology-based inventions and their insurability. Readers may also recall that Zurich's Director of Emerging Issues recently spoke on insurance issues at the very well-attended Nanotechnology Health and Safety Forum in Seattle, Washington.
Here is the Summer 2009 edition of Nanotechnology Law Report. The newsletter contains the below-listed articles (and more):
Chubb Insurance is hosting a one-day nanotechnology insurance conference on October 13, 2009 in North Branch, New Jersey:
"Nanotechnology: What is the Best Safety and Risk Management Approach?"
From the conference website:
"This conference brings together prominent nanotechnology speakers who will review nanotechnology background, health and safety, and potential insurance and liability issues. Current risk assessment and 'best practice' controls will be shared, helping attendees better recognize and manage potential nanotechnology risks. A nanotechnology toolkit will be provided to help attendees stay abreast of critical developments in this dynamic field."
Speakers include: Charles Geraci (NIOSH), Charles Kingdollar (General Reinsurance Corp.); John Monica (Porter Wright); Susan Berry (DRS Technologies); Ganesh Skandan (NEI Corp.); William Barr (Chubb); Erik Olsen (Chubb); and Louise Vallee (Chubb).
More from the conference website:
Emerging risks require new risk management practices. Nanotechnology applications have outpaced safety and health research. The big challenge is trying to figure out a risk management roadmap when there is a scientific and regulatory abyss with the potential for future litigation looming in the distance. Companies that delay nanotechnology innovation awaiting safety consensus or regulations risk falling behind the competition. While these tiny materials and processes are big business, many risk managers and insurance buyers haven’t fully considered potential risks to employees, consumers and the environment, resulting in workers compensation, product liability and environmental liability exposures. Company risk managers and insurance buyers would value and benefit from knowledgeable broker and agent guidance. Application and control strategies considered now may have far-reaching future implications.
Nano insurance issues have received a lot of renewed interest lately. This should be a great conference on the topic and is open to the public. Hope to see you there.
Nanotechnology Law & Business just published its new edition. For those who might be interested, Volume 6.2 contains an article I co-authored with several nano-friends entitled: "Nano Risk Governance: Current Developments and Future Perspectives." You can find the article here. An abstract follows.
As with many new technologies, developing a framework for making risk management decisions for nanotechnology is a challenge. Risk assessment has been proposed as the foundation for many regulatory frameworks for nanomaterials. Although the traditional risk assessment paradigm successfully used by the scientific community since the early 1980s may be generally applicable, its application to nanotechnology requires a significant information base. The authors’ experience supporting federal agencies in the United States, Canada, and the European Union—as well as state agencies in Massachusetts and New York and cities such as Berkeley and Cambridge—suggests that nanomaterial regulatory frameworks could be built upon existing regulatory approaches with the addition of a more rigorous and transparent method for integrating technical information and expert judgment. The authors argue that the current focus on studying the amount of risk acceptable for a specific technology or material should be shifted toward comparative assessment of available alternatives, and the use of science and policy to identify alternative nanotechnologies and opportunities for risk reduction and innovation. This approach involves the use of both quantitative and qualitative decision analysis tools, offering roadmaps for assessing different information sources and making policy decisions. Two representative methods presented are the Alternatives Assessment method and the Multi-Criteria Decision Analysis method.
Igor Linkov, U.S. Army
F. Kyle Satterstrom, Harvard University
John C. Monica Jr., Porter Wright Morris & Arthur LLP
Steffen Foss Hansen, Technical University of Denmark
Thomas A. Davis, University of Montreal
"Nanotechnology Law" by John Monica was just published this week by West/Thomson/Reuters, the world's leading legal publisher. The book is the first comprehensive legal text on nanotechnology and weighs in at a healthy 900 pages. The table of contents is here. The book is divided into ten informative chapters:
More information can be found here.
Chemical Business NewsBase recently published an article comparing global private funding to government funding for nanotechnology research, development, and commercialization. The article cites Lux Research figures indicating that private funding for nanotechnology reached $9.6 billion in 2008, while government investment was $8.6 billion. According to the article, this was the first year that private spending exceeded public spending. Lux also estimates that nanotechnology-enabled products will constitute a $3.1 trillion market by 2015.
It is interesting to remember that a decade ago, advocates for dramatically increased federal funding of nanotechnology efforts argued that once nanotechnology is firmly established as a field of commerce, federal investment would be dwarfed by private research and development which was estimated would be 10% of ultimate sales revenues. Advocates of the National Nanotechnology Initiative took the position that the federal government should stimulate and support basic nanotechnology research until such time as private commercialization takes root at this level. Annual global government research, development, and commercialization was then estimated at a mere $432 million.
In the June 24, 2009 federal register, the U.S. Environmental Protection Agency (EPA) issued two proposed Significant New Use Rules (SNUR) under Section 5(a) of the Toxic Substances Control Act (TSCA) for multi-walled and single walled carbon nanotubes. The SNURs followed up on the EPA's prior September 2008 consent orders entered into with Thomas Swan & Co. Ltd. (Swan) for two of its Elicarb carbon nanotube products.
Under TSCA, the prior September 2008 consent orders were only binding on Swan. "Consequently, after signing a Section 5(e) Consent Order, EPA generally promulgates a Significant New Use Rule (SNUR) that mimics the Consent Order to bind all other manufacturers and processors to the terms and conditions contained in the Consent Order. The SNUR requires that manufacturers, importers and processors of certain substances notify EPA at least 90 days before beginning any activity that EPA has designated as a "significant new use. These new use designations are typically those activities prohibited by the Section 5(e) Consent Order."
Under the terms of the Septmeber 2008 consent orders which are incorporated into the new proposed SNURs, significant new uses of multi-walled and singled-walled carbon nanotubes are deemed to occur when employees do not “use gloves impervious to nanoscale particles and chemical protective clothing;” and/or fail to “use a NIOSH-approved full-face respirator with an N-100 cartridge while exposed by inhalation in the work area.”
Thus, the new proposed SNURs require these same conditions.
Manufacturers should also be aware that the EPA considers carbon nanotubes new chemical substances requiring full PMN notice, registration, and approval under Section 5 of TSCA, and has initiated at least one recent enforcement action against a carbon nanotube manufacturer who has failed to properly register its products.
Perhaps the most overlooked issue when examining potential nano-related environmental, health, and safety concerns is whether there is any true likelihood of exposure in reasonably foreseeable use scenarios. While there should continue to be extensive toxicity testing for certain nanoscale materials, the most interesting research (from my perspective) relates to potential workplace and/or condumer exposure in realistic settings. We examine two studies along these lines below.
C. Su-Jung et al., "Control of Airborne Nanoparticles Releases During Compounding of Polymer Nanocomposites," 3 Nano: Brief Reports and Reviews 4, 301 - 309 (2008).
This study was conducted by researchers at the National Science Foundation-funded Center for High-Rate Nanomanufacturing at the University of Massachusetts at Lowell. The scientists examined potential nanoparticle release related to the twin-screw extruder compounding of polymer nanocomposites. The test was conducted because "commercial compounding (mixing) of nanocomposites is typically achieved by feeding the nanoparticles and polymer into a twin-screw extruder, the airborne particles associated with nanoparticles reinforcing agents are of particular concern, as they can readily enter the body through inhalation."
The nanoparticles in question were nano aluminum oxide particles acquired from Nanophase Technologies in commercially available form. The particles were spherical in shape and ranged from 27 to 53 nm in diameter. They were also specifically "engineered to form agglomerates with a nominal size of 200 nm."
Regarding the test itself, the scientists fed 2.3kg of polymer pellets and 0.16 kg of nano-alumina particles into a twin-screw extruder for processing and then measured potential nanoparticle release through two measurement techniques: (i) TSI Fast Mobility Particle Spectrometer for real time measurement; and (ii) personal air sampling using a special filter media designed to catch nanoparticles.
The study concluded that "[t]he twin-screw extrusion process for compounding polymer nanocomposites tends to break up nanoparticle aggregates and mechanically disperse particles thoroughly during the extrusion process." The study also found that "[nano]particle diffusion was enhanced by . . . poorly-performing local and general exhaust systems."
Interestingly, for part of the test the scientists applied a nominal engineering control by covering the open top of the extruder feeding tube throat with aluminum foil which they found "dramatically reduced" nanoparticle measurements. They also found that consistently cleaning the lab after each use "reduced laboratory background nanoparticle concentration."
D. Bello et al., "Exposure to nanoscale particles and fibres during machining of hybrid advanced composite containing carbon nanotubes," 11 J. Nanopart Res 231 - 249 (2009).
The researchers in this study investigated whether and to what extent airborne nanoparticles were generated by wet and dry cutting of two hybrid carbon nanotube composites. The dry cutting method employed a diamond coated band saw. The wet cutting was performed using a diamond grit rotary cutting wheel with water lubricating the cutting surfaces during the process. Because the scientists were interested in potential "worst case" scenarios, no vacuum or emission controls were used in tests.
The researchers found that wet cutting did not produce airborne nanoparticle emissions above background levels, but that dry cutting "generated statistically significant quantities of nanoscale and fine particles as compared to background (p<0.05), regardless of the composite type, . . . as expected."
Interestingly, the study also found that "CNTs, either individual or in bundles, were not observed in extensive microscopy of collected samples" for either wet or dry tests.
We will continue to track down and summarize these types of potential exposure studies. Right now, they are few and far between.
The Investor Environmental Health Network (IEHN) claims to represents 20 investment organizations with $22 billion under management that are seeking to ensure that the companies they invest in are taking appropriate steps to reduce risks associated with the toxic chemicals used in their products. IEHN's ultimate objective is to use "public policy work regarding investor rights and disclosure, as well as dialog and shareholder resolutions, [to address] the risks and opportunities associated with toxic chemicals and safer alternatives in products." IEHN previously issued a report on the use of nanotechnology in cosmetics in February 2007.
IEHN's new report -- "Bridging the Credibility Gap: Eight Corporate Liability Accounting Loopholes that Regulators Must Close," Investor Environmental Health Network, 2009 -- focuses on corporate disclosure issues surrounding the commercialization of nanoscale materials. IEHN identifies eight "loopholes" that it believes companies and regulators must close to protect shareholder value.
IEHN's eight purported "loopholes" are:
1. Shortsightedness: Failing to make a full accounting of potential risks and liability be focusing solely on short term issues.
2. Concealed Science: "Concealing emergency science that forewarns of potential liabilities in the future."
3. The Known Minimum: Basing business decisions on low end risk assessments rather than true case "worst case" scenarios.
4. Privileging Secrecy: Using the attorney client privilege to shield against public disclosure of potential liability.
5. Inconsistent Estimates: Providing different risk estimates to insurers on the one hand, and investors on the other.
6. Hidden Assumptions: "Using hidden assumptions to minimize estimates of liability.
7. Missing Benchmarks: Failing to benchmark a company's potential liability against its competitors in the same business facing similar liability issues.
8. Risk-Free Proxies: Failing to allow shareholders to place EHS questions on annual proxy ballots.
These purported "loopholes" are not exclusive to nanotechnology. IEHN hypothetically compares the potential corporate liability of companies using nanoscale materials to the ruin faced by companies involved in asbestos manufacturing from the 1930s forward. Basically, IEHN argues that failing to close these eight identified "loopholes" destroyed the asbestos industry and the same thing might happen to the nanomaterials industry if it does not act differently.
Inside U.S. Trade reports three interesting nano-regulatory developments: (i) the "EPA has signaled that it may soon decide to regulate nano-silver as a pesticide under " FIFRA; (ii) the "EPA may rule favorably on some points" raised in the 2008 citizen's petition filed by 14 advocacy groups seeking more restrictive regulation of nanoscale silver; and (iii) Congresswoman Kathy DahlKemper (D-Pa) on the House Science and Technology Committee "is pursuing a Cosmetics Safety Bill that would require registration of cosmetics containing nanomaterials."
EurActiv.com (EU News, Policy Positions, and EU Actions on line) published an article on June 15, 2009 entitled "Nanotech claims 'dropped' for fear of consumer recoil."
The article reported on a nanotechnology conference which took place in Brussels during the week of June 10 at which a scientist from the Woodrow Wilson International Center for Scholars' Project on Emerging Nanotechnologies maintained that some of the current environmental, health, and safety controversy accompanying certain nanoscale materials is not grounded in scientific fact, but has nonetheless led some manufacturers to remove "nano" from their product labels and advertising. He further stated that "we have seen some companies drop the 'nano' claim while continuing to use nanotechnology. This suggests nanotechnology is going underground."
Providing a counterpoint, the Director of the European Nanotechnology Industries Association said that "[v]arying definitions [of nanotechnology] leads to claims that the industry is not open to information. But nobody is lying and nobody is misleading the public or authorities. Let's agree on what we're talking about and work together to inform consumers."
Mark your calendar for the one-day conference “NanoBiotech 2009” set for October 19, 2009 which is being co-sponsored by Rensselaer Polytechnic Institute (Troy, NY) and Bawa Biotechnology Consulting LLC (Ashburn, VA). This is the sixth in a series of international conferences they have conducted dating back to 2003 on the converging areas of nanotechnology and biotechnology.
From the conference's website: "The conference will feature 20+ speakers, including 2 keynotes and a networking luncheon. All presentations (20-30 minute Power Points) will be fast-paced, focused and will rely upon extensive color graphics and animations to reach the diverse audience. Raffle drawings will be held throughout the day."
You can find the agenda from last year's highly recommended conference here.
The April issue of Environmental Health Perspectives carried an interesting article by Charles W. Schmidt, "Nanotechnology Related Environment, Health, and Safety Research: Examining the National Strategy". The article looks at what could be a disturbing development, that
Experts in nanotoxicity and risk assessment have become increasingly polarized, represented on one side by the National Research Council (NRC) and on the other by the National Nanotechnology Initiative (NNI).
Schmidt's article notes that this polarization began after the Nanotechnology Environmental And Health Implications (NEHI) Working Group, part of NNI, released Strategy for Nanotechnology Related Environmental Health and Safety Research in February 2008. The report presented the then Bush Administration's agenda for studying nanoparticle hazards and was developed and written after "extensive consultations with regulatory agencies, research organizations, the business community and non-governmental organizations". The report reflected the concerns of the established stakeholders in nanotechnology.
In February 2009, an NRC assembled panel released its own report
. . . describing what it calls serious short comings in the strategy document. According to the NRC panel . . . the strategy exposes weaknesses in the government's understanding of potential nanotechnology risks today and doesnot adequately address how they will be assessed in the future.
. . . NRC panelists would like to see a National Health based Strategy for nanotechnology research with defined goals, milestones, and mechanisms for assessing progress. . . . The need isn't just to insure the safety of nano-enabled products, but also to avert a public backlash against the technology, which could grow if health risks aren't seen as adequately addressed.
. . . The NNI strategy document - NRC panelists claim - is simply a compendium of federally funded projects without any unifying vision or sense of shared purpose.
An advance copy of the NRC report leaked out to the press in December 2008, leading NNI to post a rebuttal on its website , presenting the strategy document not an implementation plan, "But rather a higher-level description of the inter-agency approach to nanotechnology related EHS research."
One can only hope that the growing divide can be bridged. Both sides have much to contribute to the future growth of nanotechnology and a split into opposing camps serves neither side very well.
The final part of this article turns toward a different, in many ways more worrisome, topic. In January 2008, the EPA launched its nanoscale materials voluntary stewardship program, which urged companies to report information to EPA about their use, manufacture, import, etc of nanoparticles; according to the article, as of January 2009, only 29 companies had responded.
While companies might fear that their trade secrets might be revealed to competitors, it is more likely that what companies are afraid of are potential product liability lawsuits, legitimate or not, that would keep them in court for years (the shadow of asbestos again) and giving information to groups that would use the general public lack of understanding of nanotechnology - to most people, this is still science fiction - to create a climate of fear. At this stage in its development, the nanoindustry might be compared to the nuclear industry from 1950 until the mid-1980s. For the general public in that period, nuclear power was a mysterious thing beyond the non-scientist's ability to understand. For most people, nuclear energy meant only one thing: the power to destroy, personified in the form of Godzilla. Interest groups opposed to the further development of nuclear energy were able to use companies involved in the construction and running of nuclear power plants unwillingness to provide the public with information to create an effective climate of fear and opposition to the point where the industry nearly shut down after 3 Mile Island and Chernobyl.
To avoid this fate
. . . nanoparticle toxicity data need to be made more widely available to insure public support for the technology.
rather than burying the information in annual reports or SEC filings, such as a 10K or a 10Q, which, while they are great sources of information, are also usually great cures for insomnia.
In an age of calls for greater transparency in both government and business, one can only hope that the nanoindustry will seize the moment and release more information in a form and language that the general public can understand. As someone once observed, sunshine is the best disinfectant.
The Nanotechnology Health and Safety Forum which is being sponsored by Battelle, Porter Wright, University of Washington, University of Oregon, Oregon State University, and several others is taking place on June 8 - 9, 2009 at the Edgewater Hotel in Seattle, Washington.
Keynote speakers include: Dr. Leroy Hood, Co-Founder of the Institute for Systems Biology; Dr. Kenneth Dawson, Director of the Centre for BioNano Interactions; Dr. Justin Teeguarden Senior Research Scientist at Pacific Northwest National Laboratory and recent co-author of the NRC's assessment of the NNI's EHS research strategy; Dr. Vladimir Murashov from NIOSH; Dr. Saber Hussain from the Air Force Research Laboratory; former U.S. Congressman George Nethercutt; and Dr. Robert Tanguay from Oregon State University.
The program has 4 units: Framing the Unknown; nanoEHS Perspective; Insurance, Nanotechnology, and Risk; and Nanotechnology: The Next Ten Years.
I will be speaking on the Insurance, Nanotechnology, and Risk panel on the second day of the conference along with Steve Knutson from Zurich North America; Walter Andrews from Hunton & Williams; and William E. Barr from Chubb Insurance.
You can sign up for the conference here. Hope to see you there.
A high-profile occupational health and safety attorney was interviewed yesterday on ABC Local Radio in Australia regarding potential workplace safety risks accompanying exposure to certain nanoscale materials in some circumstances.
The reporter conducting the interview evidently led off the radio report by stating that "[t]o one of the nation's leading work safety lawyers, the nanotechnology industry represents a ticking time bomb."
Not good . . .
The attorney apparently then advised that "employers at the moment may be unaware of the extent of the potential liability sometime down the track. . . . We could be facing another epidemic in our industrial history of people, large groups of people, displaying latent symptoms from current exposures that are taking place at the moment. . . . We just don't have a clue as to what the long-term impact of the use of that technology will have. . . . . You can see the dilemma here. It's not necessarily that the zinc product using nanotechnology is necessarily harmful, we just simply don't know."
Personally, I would not jump from "we don't know" to "ticking time bomb" and/or "epidemic." Readers can find the transcript from the radio program here.
We recently posted about concerns voiced by Australian labor unions regarding potential workplace exposure to nanoscale materials. The ABC Radio Australia interview will no doubt add more fuel to this fire.
"Nanotechnology: Considering the Complex Ethical, Legal, and Societal Issues with the Parameters of Human Performance", by Linda MacDonald and Jeanann S. Boyce and published in Nanoethics 2: 265-275 (2008) (available at http://ieet.org/index.php/IEET/print/2945) is one of the more thought provoking articles that look at the potential impacts of nanotechnology on law and society. It is certainly an ambitious article:
". . . we examine both the positive and negative aspects of the ethical, legal, and societal implications of using nanotechnology for human enhancement"
Human enhancement, for these authors, covers a very broad spectrum, from possible use in the treatment of cancer to "restoring lost functions of limbs, senses and brain function". (Unfortunately, at least for me, that part brings to mind two images, the nanites that appeared in a few late series episodes of Mystery Science Theatre 3000 and the nanoprobes used by the Borg on Star Trek: TNG.
In a suprisingly short section discussing the negative aspects of nanotechnology in general and nanomedicine in particular, the authors do little more than list what they refer to as the perils ranging from "neurnaowarfare" to economic upheaval.
The authors note that other articles have called for baning nanotechnology research and development, but note that this is unlikely to happen for two reasons:
1) "There is far too much money at stake." As someone once noted, money changes everything. Assuming that the economy and Wall Street return to normal, the stocks of nanotech and nanomanufacturing companies might attract the attention and dollars of investors.
2) "Such a ban would push research underground where it could not be regulated".
While noting that "much of the focus in the legal area . . . has been on intellectual property, the preservation of property rights, patent law", the authors turn to a discussion of an extreme possibility - using nano medicine to "enhance" the human body, putting forth the proposition that someone could reach a point where they are no longer totally human. While this might make for an interesting topic in a philosophy seminar or a good science fiction story (you wonder what Philip K. Dick could have done with that idea) it doesnot get a real development in this article.
The authors do make recommendations on how the law should deal with nanotechnology, ranging from a "continuing dialogue" between "lawmakers, scientists, ethicists, economists" to the creation of specialized science courts.
While, as I said earlier, this is a thought provoking article, it suffers from being too short. A longer article or monograph might have allowed for a fuller discussion of the ideas the authors raise. Still, it is worth a read.
Battelle Memorial Institute, the University of Washington, and the University of Oregon are co-sponsoring the international Nanotechnology Health and Safety Forum (NHSF) in Seattle, Washington on June 8 - 9, 2009. The NHSF is coinciding with the first world-wide meeting of the International Organization for Standardization (ISO) TC 229 -- Nanotechnologies being held in the United States, and will take place at the Bell Harbor International Conference Center.
Topics covered at the NHSF will include:
I have been invited to speak on the insurance/managing risk panel along with speakers from Riddell Williams, Hunton & Williams, Zurich North America, and Chubb Insurance:
The availability of insurance for entities using nanotechnology is critical to the further development and application of nanomaterials in industry. Yet the widening use of nanotechnology (while toxicology remains to be determined) is a central concern for the global insurance industry. Insurance, Nanotechnology, and Risk addresses the prospects for managing nano risk through the perspectives of a Silicon Valley loss control specialist, a major international underwriter, and liability / coverage counsel.
This should be a great conference with an international focus; plus Seattle in June is going to be a lot of fun. Hope to see you there.
Steffen Foss Hansen is a Ph.D. candidate at the Technical University of Denmark's Department of Environmental Engineering. Here is a link to his well-written Ph.D. thesis -- "Regulation and Risk Assessment of Nanomaterials -- Too Little, Too Late?"
Dr. Hansen's thesis investigates whether existing environmental, health, and safety regulations and risk assessment techniques are adequate for nanotechnology and provides "some recommendations on how to govern nanotechnologies." While I don't always agree with Dr. Hansen on nano-related EHS issues, there is no doubt that his work is detailed, thorough, and thought provoking. Read it. :)
As an aside, I also had the pleasure of contributing with Dr. Hansen and others on a nanogovernance book chapter this past year which might be of interest to Nanolawreport readers:
SPEECH OF
HON. MICHAEL M. HONDA
OF CALIFORNIA
IN THE HOUSE OF REPRESENTATIVES
TUESDAY, FEBRUARY 3, 2009
Mr. HONDA. Madam Speaker, I rise today to discuss the introduction of the Nanotechnology Advancement and New Opportunities (NANO) Act.
The NANO Act is a comprehensive bill to promote the development and responsible stewardship of nanotechnology in the United States. The legislation draws upon the work of the Blue Ribbon Task Force on Nanotechnology, a panel of California nanotechnology experts with backgrounds in established industry, startup companies, consulting groups, non-profits, academia, government, medical research, and venture capital that I convened with during 2005.
Nanotechnology has the potential to create entirely new industries and radically transform the basis of competition in other fields, and I am proud of my work with former Science Committee Chairman Sherry Boehlert on the Nanotechnology Research and Development Act of 2003 to foster research in this area.
But one of the things I have heard from experts in the field is that while the United States is a leader in nanotechnology research, our foreign competitors are focusing more resources and effort on the commercialization of those research results than we are.
In its report Thinking Big About Thinking Small, which can be found on my website, the Blue Ribbon Task Force on Nanotechnology made a series of recommendations for ways that the nation can promote the development and commercialization of nanotechnology. The NANO Act includes a number of these recommendations.
In addition, the bill addresses concerns that have been raised about whether the federal government is doing enough to address potential health and safety risks associated With nanotechnology. The NANO Act requires the development of a nanotechnology research strategy that establishes research priorities for the federal government and industry that will ensure the development and responsible stewardship of nanotechnology. This strategy will help to resolve the uncertainty that is one of the major obstacles to the commercialization of nanotechnology--uncertainty about what the risks might be and uncertainty about how the Federal government might regulate nanotechnology in the future.
The NANO Act also includes a number of provisions to create partnerships, raise awareness, and implement strategic policies to resolve obstacles and promote nanotechnology. It will: create a public-private investment partnership to address the nanotechnology commercialization gap; establish a tax credit for investment in nanotechnology firms; authorize a grant program to support the establishment and development of nanotechnology incubators; establish a Nanoscale Science and Engineering Center for ``nano-CAD'' tools; establish grant programs for nanotechnology research to address specific challenges in the areas of energy, environment, homeland security, and health; establish a tax credit for nanotechnology education and training program expenses; establish a grant program to support the development of curriculum materials for interdisciplinary nanotechnology courses at higher education institutions; direct NSF to establish a program to encourage manufacturing companies to enter into partnerships with occupational training centers for the development of training to support nanotechnology manufacturing; and call for the development of a strategy for increasing interaction on nanotechnology interests between DOE national labs and the informal science education community.
I look forward to working with Science and Technology Committee Chairman Gordon to incorporate these provisions as his committee works to reauthorize the Nation's nanotechnology research and development program.
Earlier today, the EPA published an interim status report regarding its Nanoscale Materials Stewardship Program. A final report is expected in early 2010.
At the outset, EPA notes that "[t]he findings and conclusions [of the] report should not be construed or interpreted to represent any Agency regulatory or statutory guidance or statement of official Agency policy." Several companies submitting NMSP data should be relieved by this disclaimer, as EPA identified 18 nanoscale materials in NMSP submissions which may be considered new chemical substances under TSCA and subject to premanufacturing notice requirements. Whether EPA takes any enforcement steps in this regard remains to be seen.
Getting to the highlights of the report, EPA concludes that the NMSP has (thus far) produce mixed results:
EPA's overall conclusion is that:
"[T]he NMSP can be considered successful. However, a number of the environmental health and safety data gaps the Agency hoped to fill through the NMSP still exist. EPA is considering how to best use testing and information gathering authorities under the [TSCA] to help address those gaps."
My own view is that response to the NMSP has been lukewarm, at best.
Analysis of Current Submissions
As of December 8, 2008 information under the Basic Program has been submitted by 29 companies/associations, covering 123 nanoscale materials. Seven additional companies have also committed to submitting data under the Basic Program at a future date. The In-Depth Program has commitments from four companies thus far. Additionally, the American Chemistry Council (ACC) has expressed an interest in coordinating In-Depth data submissions.
A chart from the interim report breaking down Basic Program submissions by material type follows. Nanoscale metals and metal oxides predominate. Many materials are still in the research and development stage.
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Beyond numbers and types of nanoscale materials, EPA also notes that "very few submissions provided either toxicity or fate studies." This lack of information provides EPA with several challenges to meeting the NMSP's basic goal of determining whether certain nanoscale materials or categories may present risks to human health and the environment. No doubt these challenges have contributed to EPA's recent attempt to use TSCA consent orders and SNURs to generate animal inhalation toxicity data.
An Ill-Fated Comparison
As apparent justification for the number and quality of submissions, EPA compares the information it has received under the NMSP thus far with the information available in two publicly available databases: (i) Nanowerk's Nanomaterials Database; and (ii) Project on Emerging Nanotechnologies Inventory of Nanomaterials in Consumer Products. EPA selected these two databases because "[a]s far as EPA is aware, there is no comprehensive database of nanoscale materials, which is a critical need for better understanding the universe of commercially available nanoscale materials." Unfortunately, neither database was designed for this purpose (although I am a big fan of both). Using these databases in this manner further points out the difficulties facing EPA. Simply put, both Nanowerk and PEN appear to have far better data collections than EPA -- an unacceptable condition.
Nonetheless, EPA's search of the Nanowerk database identified 2,084 potential nanoscale materials, which the Agency then condensed to a list of 1332 potential submissions by excluding new chemical substances under TSCA (e.g./ carbon nanotubes and fullerenes), eliminating materials in which it has no interest, and grouping materials with the same molecular identity. EPA then identified 55 commercially relevant chemicals from this truncated list. EPA, however provides, no good reason for excluding new chemical substances from its analysis, nor does it make a convincing case that it can actually determine molecular identity from Nanowerk's database.
A similar analysis of PEN's database identifies 566 nanoscale materials, out of which EPA finds that 48 are commercially relevant chemicals.
It is clear that despite all of this winnowing, the amount and quality of data submitted thus far under the NMSP is dwarfed by that available in both the Nanowerk and PEN databases. Given this situation, it is hard to imagine that advocacy groups will remain muted until EPA's final NMSP report is released in 2010. Another table from the report summarizing this comparison data follows.
This article, which appeared in the Nov. 17, 2008 issue of Pesticide & Toxic Chemical News, Volume 37, No. 3, was reproduced with permission from Agra Informa. Further use of this article is prohibited without the express written permission of the publisher. For more information about Pesticide & Toxic Chemical News, Food Chemical News or other Agra Informa publications, go to: www.foodregulation.com .
EPA earlier this month announced it is promulgating significant new use rules (SNURs) under TSCA for two nanomaterials — siloxane modified silica nanoparticles and siloxane modified alumina nanoparticles — that were subject to premanufacture notices (PMNs). Some stakeholders view the move as a further sign that EPA is willing to use its authority to regulate nanomaterials, although to what extent remains uncertain.
The rules take effect on Jan. 5, 2009 unless the agency receives critical comments before Dec. 5.
The SNURs are the latest action from EPA on the nanotechnology front. The agency recently issued a consent order for carbon nanotubes (see PTCN, Oct. 20, Page 1). In addition, EPA provided clarification of TSCA requirements for carbon nanotubes last month (see PTCN, Nov. 3, Page 23).
Fewer than 10 SNURs for nanomaterials have been promulgated, according to EPA spokesperson Enesta Jones, but she could not name the materials or when the SNURs had been promulgated because of confidential business information protections.
With the most recent SNURs, anyone who intends to manufacture, import or process either siloxane modified silica nanoparticles or siloxane modified alumina nanoparticles for a significant new use, which includes using either substance without gloves or a respirator and using either substance as a powder, is required to notify EPA at least 90 days before beginning to do so. "The required notification will provide EPA with the opportunity to evaluate the intended use and, if necessary, to prohibit or limit that activity before it occurs," the agency said in a Nov. 5 Federal Register notice.
According to their PMNs, siloxane modified silica nanoparticles and siloxane modified alumina nanoparticles will be used as additives. Based on data from tests of unidentified analogous material and the substances' physical properties, EPA has determined that there are concerns for lung effects from inhalation and systemic effects from dermal exposure. However, the PMNs indicate worker inhalation exposure to the alumina nanoparticles is expected to be minimal, inhalation exposure to the silica nanoparticles is not expected, and dermal exposure to both materials is also not expected.
"Therefore, EPA has not determined that the proposed manufacture, processing, or use of the substance[s] may present an unreasonable risk," the agency said in the FR notice. "EPA has determined, however, that use without impervious gloves or a NIOSH-approved respirator with an [Assigned Protection Factor] of at least 10; the manufacture, process, or use of the substance[s] as a powder; or uses of the substance[s] other than as described in the PMN[s] may cause serious health effects."
EPA would have to be notified at least 90 days before anyone began to manufacture, process or use the nanomaterials in such ways.
The agency has also determined that the results of a 90-day inhalation toxicity test would help characterize the human health effects of the two nanomaterials, although the test isn't required.
"Manufacture can occur as long as the manufacturer does not engage in the significant new uses," Jones told Pesticide & Toxic Chemical News via e-mail.
"[The 90-day inhalation toxicity test] is the test EPA recommends to be conducted to address health concerns cited in the SNUR. In other words, if a manufacturer wants to engage in the new uses or have EPA modify or revoke the SNUR, then conducting these tests could help EPA change its original findings."
The 90-day inhalation study is the same study that is required under the recently issued carbon nanotube consent order. But the study is not designed for determining chronic effects or for nanomaterials, according to John Monica, head of the nanotechnology practice group at the law firm of Porter Wright Morris & Arthur.
Monica told PTCN that EPA can recommend alterations to a study to make it more relevant for a specific material, and in fact did so for the inhalation studies requested in some of the other non-nanomaterial SNURs also announced in the Nov. 5 FR notice.
The SNURs and consent order are a "great opportunity" to get testing done on nanomaterials, but EPA needs to sit a group of experts down to determine how chemical test guidelines need to be modified for nanomaterials, Monica said. "During the request for comments [on the SNURs], someone will raise or should raise the issue."
Monica added he would expect someone to ask EPA to identify the analagous materials and test data it used to determine there are concerns for certain effects.
The SNURs, consent order, and carbon nanotube notice indicate what EPA has maintained all along — that EPA has the authority to regulate nanomaterials under TSCA and is willing to use it, Monica said.
Betsy Mason, an associate in the law firm Goodwin Procter's Environmental and Energy Practices, echoed Monica, telling PTCN that EPA's recent actions show "the agency is willing — perhaps more now than previously — to use the different legal tools available to it under TSCA Section 5 to regulate nanomaterials."
But Mason also noted that it isn't yet clear whether the agency is shifting away from relying on voluntary industry efforts like the Nanoscale Materials Stewardship Program to "bona fide regulation and enforcement" or if it's using the SNURs and consent order as a supplement to encourage more volunteers to participate in such initiatives.
"In either case, I think it's reasonable to expect that EPA will issue more nano-related consent orders and more nano-related SNURs in the future," she said.
U.K. commission urges testing
While EPA is starting to use some of its regulatory powers to address the potential risks of nanomaterials, the United Kingdom's Royal Commission on Environmental Pollution is urging quick action on testing and regulating nanomaterials in a report published Nov. 12.
The commission, which is appointed by the Queen and funded by the government, publishes in-depth reports on critical environmental issues. In its current report, "Novel Materials in the Environment: The Case of Nanotechnology," the commission finds no evidence of harm to human health or the environment from nanomaterials.
"However, it is very early in the development of this technology, and the amount of testing has been relatively limited," the commission said in a statement. "We are aware that laboratory tests on some nanomaterials suggest that they have properties which could cause concern. This strengthens our case for an increase in the amount and type of testing to assess whether these theoretical risks are real, and to monitor their behavior in the environment."
Furthermore, this research has to be done "on a more systematic and strategic" basis, which includes evaluating methods for predicting the fate and effects of nanomaterials, better understanding of the principles that determine nanomaterial toxicity, and enhancing nanomaterial monitoring and surveillance methods, the commission says in its report.
As for the U.K. government, the commission recommends that any revisions to existing regulations should be focused on the properties of nanomaterials, not their size. "Since these properties and functionalities will often differ substantially from those of the bulk material, strict chemical equivalence does not preclude the need for a separate risk assessment," the report says. Furthermore, the government should prioritize testing, starting with those materials with properties suggesting they pose a risk to human health or the environment. The government should also require companies to report any "reasonable suspicion" that a nanomaterial poses a risk "at the earliest opportunity."
The commission's report is available at www.rcep.org.uk/novelmaterials.htm.
— Liz Buckley elizabeth.buckley@informa.com
Nanotechnology Law and Business was kind enough to let us post a PDF of "A Nano-Mesothelioma False Alarm" here after several readers requested a copy.
Please be sure to visit the journal to see the rest of this issue's articles:
For those who are interested, below is the abstract of our new article published in the Fall edition of Nanotechnology Law & Business. You can find the full edition here: www.nanolabweb.com
A Nano-Mesothelioma False Alarm
In May 2008, a scientific study (the “Poland Study”) was published in Nature Nanotechnology—which sparked a rash of popular media claims that like asbestos, exposure to carbon nanotubes may cause mesothelioma. In this article, a team led by lawyer John Monica evaluates the Poland Study in a potential litigation context to determine its significance, if any, in legally establishing that the inhalation of multiwalled carbon nanotubes (“MWCNTs”) causes mesothelioma. After first considering the reliability of the Poland Study's design and execution, they conclude that it would not be admissible in a court of law because it fails Daubert standards. Specifically, they argue that: (i) the design and execution of the Poland Study are not generally accepted in the scientific community for the purposes offered; (ii) in order to reach the conclusion that inhalation of MWCNTs may cause mesothelioma, an expert would have to use the Poland Study in such a manner as to extrapolate from an accepted premise to an unfounded conclusion; and, (iii) the Study's authors failed to adequately account for obvious alternative explanations (confounders), including surface chemistry, sample contamination, sample commingling, spontaneous formation of granulomas, and possible mouse colony infections.
The U.S. Environmental Protection Agency's Office of Inspector General (OIG) "helps the Agency protect the environment in a more efficient and cost effective manner. [It] consist[s] of auditors, program analysts, investigators, and others with extensive expertise" who are tasked with evaluating EPA's ability to deliver on key Agency policies. Risk Policy Report ran an article yesterday (October 14, 2008) indicating that EPA's OIG intended to assess EPA's nanotechnology efforts in FY 2009. We tracked down the underlying document which is attached here. Specifically, EPA OIG intends to conduct an "[a]ssessment of EPA's Efforts to Monitor, Evaluate, and Act on Threats from the Production, Use and Disposal of Nanotechnology Products/Nanomaterials."
This fifth and final article in a series on standards for the nanotechnology community contributed by ANSI explains the development of specifications that will look at raw nanomaterials in terms of their use in a variety of applications.
By 2007, the development of international guidelines for nanotechnology was well underway within the International Organization for Standardization (ISO). Each of the projects of ISO Technical Committee (TC) 229, Nanotechnologies, had been categorized into one of the TC’s working groups: WG 1, Terminology and Nomenclature, WG 2, Measurement and Characterization, or WG 3, Health, Safety, and Environment.
But when the Standardization Administration of China (SAC), China’s national standards body, submitted two new work item proposals in October 2007, TC 229 members recognized that the proposed areas of technical activity – addressing specifications for nanomaterials in terms of possible applications – did not fit easily into any of the existing WGs.
Material specifications had already been identified as a priority area in the TC 229 business plan, which was based on the results of a 2006 survey, “ISO TC 229 Nanotechnologies Survey of Standardization Needs.” Some aspects of the SAC-proposed work items, however, fell under the scope of each of the WGs and yet other parts of the proposals didn’t fit into any of the groups.
In response to these newly identified needs, a new working group on Material Specifications (WG 4) was formed in early 2008.
Leadership and Work Items for WG 4
Given their important role in the creation of WG 4, China holds the convenorship of the group through SAC and Professor Limin Wang. The scope of the group is still being drafted with the help of several international stakeholders, including many from the United States. This scope, once established, will serve as a roadmap for how to further the efforts of the WG.
TC 229/WG 4 currently has three work items in development to examine raw materials in terms of their purpose in a variety of uses. The first two of these are the original SAC-submitted work items that sparked the formation of WG 4, and are currently being led by SAC:
• Nano TiO2 (Titanium Dioxide) specifies the characteristics and measurement methods for engineered nanoscale titanium dioxide (powder form). The material has numerous industrial applications, including use in sunblock, certain fibers and plastics, paints, printing ink, coatings, ceramics, and catalysts and catalyst carriers.
• Nano CaCO3 (Calcium Carbonate) specifies the characteristics and measurement methods for engineered nanoscale calcium carbonate (powder form). Industrial applications for this material include fillers in rubbers, plastics, coatings, paint, and printing ink.
Each of these work items will be divided into two parts: characterization of measurement and methods; and use of the nanoscale material in applications.
The third work item under WG 4 is being led by BSI British Standards, the national standards body for the United Kingdom:
• Guide to specifying nanomaterials will provide guidance on the preparation of comprehensive technical specifications for manufactured nanomaterials in order to ensure the delivery of a product that behaves in a reproducible manner.
Impact on Industry
As the standards developed under WG 4 can be used in industrial applications and consumer products from paint and coatings to textiles and sunblock, they will have a tremendous impact on manufacturers in a wide variety of industries, both in the U.S. and abroad. Interested stakeholders are encouraged to provide input that can help to formulate the strategy for WG 4.
U.S. involvement in ISO/TC 229 and its Working Groups begins with the U.S. Technical Advisory Group (TAG) to ISO/TC 229, administered by the American National Standards Institute (ANSI). Led by Clayton Teague, director of the National Nanotechnology Coordination Office, the TAG is organized into Working Groups that mirror their efforts on the scope of each TC 229 WG.
The mirror group for WG 4 is led by Dr. David S. Ensor, of RTI International.
“American industry has a rare opportunity to shape the content of these very early stage working draft standards and influence the strategic direction of WG 4,” said Dr. Ensor.
How to Participate
Participation in the U.S. TAG to ISO/TC 229 WG 4 is open to all nationally interested stakeholders. The TAG actively seeks participants who have expert knowledge in all aspects of nanotechnology material specifications.
“I encourage interested organizations to participate in the U.S. TAG and help develop U.S. positions to guide the deliberations of our experts to WG 4,” Dr. Ensor added. “We expect WG 4 will likely become an important ISO/TC 229 activity with time because it will eventually build on the standards developed by the other working groups.”
To join the ANSI-accredited U.S. TAG for ISO/TC 229 or any of its WGs, contact Heather Benko (hbenko@ansi.org; 212.642.4912).
For more information on the U.S. TAG for ISO/TC 229, visit http://www.ansi.org/isotc229tag.
Earlier today, Continental Western Insurance Group issued what appears to be one of the first nano-specific commercial insurance exclusions in the United States. Although Continental originally posted the exclusion and two supporting documents on its website, the materials were removed after BNA published an article about the exclusion this morning. We managed to print out the material before it was taken down and we provide links to it in this article.
Regular readers will recall that we have been covering nano-related insurance coverage issues for some time. Prior posts are here, here, here, here, here, and here.
A summary of each of Continental's three documents follows:
Background on Nanotubes
Continental's "Background on Nanotubes" document explains the policy behind its exclusion:
"The intent of this exclusion is to remove coverage for the, as of yet, unknown and unknowable risks created by products and processes that involve nanotubes. The exclusion is being added to make you and your customers explicitly aware of our intent not to cover injury and/or damage arising from nanotubes, as used in products and processes…"
The primary reason for the exclusion appears to be recent reports comparing carbon nanotubes to asbestos. You can find information about the press coverage of the May 2008 articles comparing multi-walled carbon nanotubes to asbestos here. Another factor in Continental's decision appears to be the often cited nano consumer product inventory published by the Project on Emerging Nanotechnologies.
Based on the asbestos analogy and PEN's product database, Continental concludes that it "would not be prudent for us to knowingly provide coverage for risks that are, as of yet, unknown and unquantifiable. We are all too aware of what happened to companies involved with asbestos-related exposure in the past, and see this as a very similar issue."
Continental's draft Notice to Policyholders makes it clear that it covers most of Continental's insurance groups, including: Acadia Insurance Company; Continental Western Insurance Company; Fireman's Insurance Company of Washington, D.C.; and Union Insurance Company. The notice references the actual exclusion which is attached and explains that this "endorsement excludes bodily injury, property damage, and personal and advertising injury related to the exposure of nanotubes and nanotechnology in any form. This include the use of, contact with, existence of, presence of, proliferation of, discharge of, dispersal of, seepage of, migration of, release of, escape of, or exposure to nanotubes or nanotechnology."
Nanotubes and Nanotechnology Exclusion
The exclusion itself reiterates that this "endorsement excludes bodily injury, property damage, and personal and advertising injury related to the exposure of nanotubes and nanotechnology in any form. This include the use of, contact with, existence of, presence of, proliferation of, discharge of, dispersal of, seepage of, migration of, release of, escape of, or exposure to nanotubes or nanotechnology."
It further contains specific exclusions for "existence, storage, handling, or transportation of 'nanotubes' or 'nanotechnology'…any manufacturing processes or products including same, and any losses arising from lawsuits related to 'nanotubes' and/or 'nanotechnology.'"
The exclusion defines "nanotubes" as "hollow cylinders of carbon atoms or carbon fibers or any type or form of "nanotechnology" which contains remarkable strength and electrical properties used in any products, goods, or materials. "Nanotechnology" is defined as "engineering at a molecular or atomic level."
Both definitions are vague. For example, a hollow carbon fiber fishing rod that makes no claim to contain nanoscale materials would still technically be included in the definition of 'nanotubes" because it is a hollow cylinder made of carbon atoms. Similarly, attempting to entirely exclude "nanotechnology" is unworkable because it is really just science on an extremely small scale.
Rather than excluding all "nanotechnology," Continental more likely meant to exclude all nanoscale materials. Even then, such a blanket exclusion would be extremely broad because many nanoscale materials have not been shown to pose any environmental, health, or safety risks. Further, even within the category of carbon nanotubes, recent researchers' warnings about potential EHS risks have been largely confined to long, thin, needle-like carbon nanotubes, while excluding other varieties.
Stay tuned. We will attempt to find out what happened to Continental's documents and will continue to monitor nano-related insurance coverage issues.
Late last month, the Woodrow Wilson International Center for Scholar's Project on Emerging Nanotechnologies (PEN) published a paper on the ability of the U.S. Consumer Product Safety Commission (CPSC) to deal with possible environmental, health, and safety risks potentially posed by the use of some nanoscale materials in certain consumer products.
E. Marla Felcher, "The Consumer Product Safety Commission and Nanotechnology," Project on Emerging Nanotechnologies, PEN 14, August 2008.
The article begins with an analysis of PEN’s online consumer nanoproduct inventory which is used to support the author’s claims that "nanotechnology-enabled products" have made their way into every category of product under the CPSC's jurisdiction. Of the 60 products on PEN’s website, the author claims that "all of them are available for purchase by consumers," and approximately "half of nanotechnology consumer products currently on the market would fall under CPSC's jurisdiction." She notes that "[e]very day, new nanoengineered products make their way into stores’ shelves, among them kids’ pants, teddy bears, baby bottles, pacifiers, teething rings, plastic food storage containers, socks, chopsticks, humidifiers, mobile phones, computer processors and tennis rackets."
In a loaded rhetorical follow-up question the author asks: "Is it safe for an infant to spend hours each day sucking on a nano-enhanced pacifier?" The question does more to cement the author’s predilection against the use of nanoscale materials in consumer products than it does to present readers with a true quandary. Moreover, while PEN’s online inventory is a great tool, the author fails to take into account that many of the products on the site have never been commercialized, or have long been taken off the market. Such an analysis would provide a helpful balance to the article’s "pending emergency" tone.
Getting beyond initial issues, the author’s key concerns appear to have less to do with potential nano-specific product risks than with CPSC foundational issues. The author’s primary complaint appears to be that the CPSC has no premarket testing authority. She also believes that there is "[a]mple evidence" that companies do not do premarket testing or self-report hazards and defects -- a conclusion many dispute.
In keeping with her general approach, the author lists "Five Generic Weaknesses in CPSC's Product Oversight Capacity:" 1. "CPSC's Data Collection System is Not Nano Ready;" 2. "CPSC has Limited Ability to Tell the Public About Health Hazards Associated with Nanoproducts;" 3. "CPSC Has Limited Ability to Get Recalled Nanoproducts Out of Use;" 4. "CPSC Lacks Sufficient Enforcement Staff to Identify Manufacturers That Fail to Report Nanoproduct Hazards;" and 5. "CPSC Does Not Have Sufficient Authority to Promulgate Mandatory Safety Standards for Nanoproducts."
While some of these points are valid, they are not nano-specific. In fact, this section of the article would suffer little if the prefix "nano" and the term "nanotechnology" were eliminated from the text. (Try it.) The same could be said for several of the prior papers published by PEN in which the authors’ complaints and cautions appear more related to broader governance issues than to nano-specific difficulties.
To get to the heart of the paper, most readers will want to flip to the last section where the author lists several recommendations to correct the problems she perceives with the CPSC.
The author recommends that the CPSC should: 1. "Build the agency’s nanotechnology base and expertise;" 2. Identify companies making "nanoproducts and request that they submit research studies, risk assessment data and any information they hold that will enable CPSC scientists to assess the safety of nanoproducts;" (Although she notes that the Consumer Product Safety Act provides sufficient authority to accomplish this recommendation); 3. "Coordinate with other health and safety agencies, and combine efforts to evaluate the risks associated with nanoproducts;" and 4. "Convene a CHAP to evaluate the health and safety risks associated with nanoproducts currently on the market that are intended for use by children."
The author’s second CPSC recommendation is the most interesting and could benefit from further development. If the Consumer Product Safety Act provides sufficient authority to allow the CPSC to ask companies making nanoproducts to submit safety and risk assessment data (as the author suggest), that should go a long way to satisfying the author’s nano-information gathering concerns. The potential civil liability facing companies marketing nanoproducts without first collecting such data after it has been specifically requested by the CPSC would act as a hefty deterrent to the potential misconduct she fears.
The author also recommends two Congressional remedies:
1. "Amend the Consumer Product Safety Act to give CPSC the authority to require manufacturers to identify the presence of nanomaterials in their products;" and 2. "Adopt Section II of the Consumer Products Safety Act Bill recommended to Congress by the NCPS in its 1970 Field Report." This would give the CPSC the ability to promulgate "safety standards for any 'new' consumer products" . . . "where there exists a lack of information adequate to determine the safety of such product in use by consumers."
It is hard to argue against the author’s first Congressional recommendation. Collecting more information is a good thing as long as the requirements are not onerous and the CPSC actually has the ability to process and use the data productively. Although mentioned in the "Foreword," left out of the author’s Congressional "should do" list is more CPSC funding specifically dedicated to nanotechnology safety issues. Arguably, many of the author’s issues with the CPSC could be diminished with additional funding, staff, and resources to more fully address nanotechnology issues.
All in all, the paper is well worth reading as long as PEN’s and the author’s predispositions are kept in mind.
This fourth article in a series contibuted by ANSI on standards for the nanotechnology community addresses the development of specifications for measurement, characterization, and test methods that will provide a common reference point for material manufacturers and their customers.
Measurement and characterization standards fly under the radar, affecting our lives in innumerable ways – from the number of miles driven to work to the paper loaded in the office printer. To imagine daily activities without these concepts would be nearly impossible, but that is exactly the challenge faced by scientists and manufacturers in the nanotechnology community.
For the growing number of industries that work with or are affected by nano-materials, consistent and globally accepted methods for testing, measurement, and characterization will provide a common reference point. By establishing a baseline to determine the starting properties of materials, these standards can facilitate meaningful comparisons of manufacturing and research results from different organizations and labs, and help to form a basis for the measurement of additional material properties.
When the American National Standards Institute (ANSI) Nanotechnology Standards Panel (NSP) first convened in September of 2004 to discuss priority recommendations for nanotechnology standardization, participants earmarked metrology, methods of analysis, and test methods as areas needing urgent attention. In particular, guidelines for particle size and shape, as well as particle number and distribution, were considered critical.
These needs are being addressed by the International Organization for Standardization (ISO) through its Technical Committee (TC) 229, Nanotechnologies, Working Group (WG) 2, Measurement and Characterization. Convened by Japan under the Japanese Industrial Standards Committee (JISC), WG 2 focuses on the development of standards for consistent descriptions, assessment, and test methods for nanotechnologies, taking into consideration the need for metrology and reference materials.
U.S. participation in ISO/TC 229 WG 2
U.S. participation in ISO/TC 229 and its Working Groups is centered in the U.S. Technical Advisory Group (TAG) to ISO/TC 229, chaired by Clayton Teague, director of the National Nanotechnology Coordination Office. The TAG, which is administered by ANSI, is organized into Working Groups that mirror their efforts on the scope of each TC 229 WG.
The U.S. mirror group for WG 2 is led by Dr. Ray Tsui of Motorola. The TAG WG plays an important role in establishing ANSI’s positions on the issues addressed in the group with the help of experts from the industry, government, and academia.
Several other U.S. organizations actively participate in the both the international and domestic WG 2 work efforts, including the National Institute of Standards and Technology (NIST) and the National Aeronautics and Space Administration (NASA), as well as Honeywell, Hyperion Catalysis, and others.
Guidance Documents in Progress
Representative of its efforts over the past three years, WG 2 is currently developing 10 work items; most involve single-walled or multi-walled carbon nanotubes, and how to characterize them using specific instrumentation methods. Four of these work items are led or co-led by the United States:
• ISO/Approved Work Item (AWI) Technical Specification (TS) 10797, Nanotubes – Use of transmission electron microscopy in walled carbon nanotubes (co-led by the U.S. and Japan)
• ISO/AWI TS 10798, Nanotubes – Scanning electron microscopy and energy dispersive X-ray analysis in the characterization of single walled carbon nanotubes (led by the U.S.)
• ISO/New Work Item Proposal (NP) TS 10812, Nanotechnologies – Use of Raman spectroscopy in the characterization of single-walled carbon nanotubes (led by the U.S.)
• ISO/AWI TS 11308, Nanotechnologies – Use of thermo gravimetric analysis in the purity evaluation of single-walled nanotubes (co-led by the U.S. and Korea)
“The activities in WG 2 are strongly coupled to the other efforts within ISO/TC 229,” said Dr. Tsui. “The work of WG 1, Terminology and Nomenclature, defines the materials being measured, while the output from WG2 provides important information regarding intrinsic material properties and measurement methods that can be used by WG 3, Health, Safety, and Environment, and WG 4, Material Specifications.”
This overlap is apparent in one work item that is currently in the domain of WG 3: Guidance on physico-chemical characterization of engineered nano-objects for toxicologic assessment. This document, being developed under U.S. leadership, will serve as a reference for characterizing nano-objects to be used in toxicology testing. WG 3 is presently creating toxicology guidelines as they relate to health and safety; WG 2 may join the effort to assist in the development of methods used to characterize toxicity.
Getting Involved in ISO/TC 229 WG 2
Participation in the U.S. TAG ISO/TC 229 Working Group is open to all nationally interested stakeholders. The TAG actively seeks participants who have expert knowledge in all aspects of nanotechnology measurement and characterization. To join the ANSI-accredited U.S. TAG for ISO/TC 229 or any of its WGs, contact Heather Benko (hbenko@ansi.org; 212.642.4912).
For more information on the U.S. TAG for ISO/TC 229, visit http://www.ansi.org/isotc229tag.
Stay Tuned: The next article in this series will introduce ISO/TC 229/WG 4, Material Specifications.
This article was authored and contributed by Terrence F. Smith, Director of Government Affairs, Cambridge Chamber of Commerce.
The report of the Nanomaterials Advisory Committee was on the agenda at the July 28 meeting of the Cambridge City Council. The Council’s actions bode well for continued manufacturing, processing, research and development using nanotechnology in Cambridge. The Council accepted the report of the Nanomaterials Advisory Committee with little comment and placed the report on file.
The discussion was brief. Councillor Davis, who filed the original order, said she was satisfied with the report. City Manager Healy stated that the report is balanced and the next steps will provide the City with a better idea of who does what in Cambridge. He also said that the LEPC has prepared the survey recommended in the report. Councillor Murphy said that the report reflects on the strengths of the Cambridge Public Health Department and the ability of the City to bring together “World Class” experts on the Nanomaterials Advisory Committee.
There was a question about nanomaterials getting into the City water supply. The Manager stated that he did not know whether it is possible to test for nano, as the City had done for pharmaceutical products several months ago, but would look into it. It should be noted that Massachusetts strictly regulates industrial wastewater. The Council took no formal action regarding this request but this issue may come up again.
If readers wish to view the discussion, the video of the meeting should be posted later this week on the City of Cambridge website at http://www.cambridgema.gov/council-archive.cfm. The discussion took place beginning around 8:15 p.m. which would be about 2 hours and 45 minutes into the meeting.
Terrence F. Smith
Director of Government Affairs
Cambridge Chamber of Commerce
859 Massachusetts Ave.
Cambridge, MA 02139
Phone: 617-876-4213
tsmith@cambridgechamber.org
Cambridge, Massachusetts Nanotechnology Advisory Committee
Recommends Registration of Engineered Nanoscale Materials
Deadline for Similar Voluntary Registration Program by U.S. EPA Closes
Washington, D.C. – July 28, 2008 – Porter Wright attorney John C. Monica, Jr., served as part of the Nanotechnology Advisory Committee of Cambridge, Massachusetts (NAC), which, after a year of deliberation and information gathering, recommended that the City require the registration of engineered nanoscale materials within city limits. The Cambridge City Counsel is set to adopt those recommendations at a meeting scheduled for tomorrow. Cambridge – host to approximately one dozen nanotechnology-related businesses – is just the second U.S. city (behind Berkeley, California) to require registration of nanomaterials.
“Interest in regulating nanotechnology has increased in recent years due to the recognition that certain materials may take on new and unexpected properties when they are engineered at the nanoscale,” said Monica, a partner in the Washington, D.C. office of Porter Wright Morris & Arthur, LLP and a recognized national authority on nanotechnology product liability and environmental health and safety issues. “The City of Cambridge has approached nanotechnology in a very deliberate, considered manner and appears poised to take steps that promote public safety without stifling nanoscale innovation,” he continued.
The NAC – comprised of citizens, scientists, industrial hygienists, university faculty, nano-businesses, and private environmental consulting firms – also recommended that Cambridge’s City Counsel act to assist businesses with updates to health and safety plans for workers; educate the public; track health and safety developments; and monitor regulatory initiatives in other jurisdictions.
The City’s steps follow closely on the heels of the July 28, 2008 deadline for the first phase of the United States Environmental Protection Agency’s (EPA’s) voluntary registration program – the Nanoscale Materials Stewardship Program (NMSP). NMSP asked companies to report voluntarily to EPA existing data concerning nanoscale materials’ uses, hazards, exposure levels, and risk-management practices. To date, about 20 companies have provided or promised to provide information.
For more information regarding nanotechnology-related legal issues, visit www.nanolawreport.com.
Porter Wright Morris & Arthur LLP is a nationally recognized law firm with more than 250 lawyers in its offices in Washington, D.C.; Cincinnati, Cleveland, Columbus, and Dayton, Ohio; and Naples, Florida. Porter Wright provides counsel to a worldwide base of clients.
As Mike Heintz reported earlier today, the Woodrow Wilson International Center for Scholars' Project on Emerging Nanotechnologies issued a report yesterday providing some guidance regarding where it believes the next administration should start with the issue of nanotechnology regulation next January.
J. Clarence Davies, "Nanotechnology Oversight: An Agenda for the New Administration," Woodrow Wilson International Center for Scholars, Project on Emerging Nanotechnologies, PEN 13, July 2008.
Among other suggestions, Mr. Davies advocates enacting new nano-specific legislation in the following areas.
TSCA: Mr. Davies offers specific legislative language for amending TSCA "to make clear that nanomaterials are covered as new substances." Other changes he suggests: "remove the catch-22 that requires EPA to show that a new chemical poses a risk before the agency can obtain enough information to determine whether it actually poses a risk;" "remove the conditions and requirements that guarantee that EPA can never regulate an existing substance;" and narrow TSCA’s confidential business information and data sharing provisions.
FFDCA: Mr. Davies argues the FFDCA should be amended to require submission and review by FDA of cosmetic active ingredient registration information. He further maintains that "FDA should also be authorized to forbid marketing of any cosmetic containing an ingredient that is not safe or for which adequate test data are not available," and that applicable FDA laws should be altered "to make clear where and how to draw the line between a drug and a cosmetic." Mr. Davies additionally recommends requiring premarket safety testing on food and cosmetic ingredients incorporating nanoscale materials, and increased post-marketing surveillance and reporting.
DSHEA: Mr. Davies calls for amending DSHEA so that it does not prohibit "FDA from imposing testing or approval on dietary supplements (vitamins, herbs, etc.) and placing the burden of proof on FDA to provide that a supplement is safe."
Other recommendations by Mr. Davies beyond long-term regulatory action are:
Research: dramatically increase federal nano-related EHS research funding (FY 2009 - $100 million; FY 2010 - $150 million), require a federal peer-reviewed EHS research plan; strengthen NNI; encourage separation of NNI promotional and oversight functions; and establish a Nanotechnology Effects Institute.
Regulatory Coordination: establish an interagency group devoted solely to nanotechnology regulation; develop a nanotechnology plan within each agency; and improve intergovernmental coordination.
Resource Requirements: increase regulatory agency budgets and staffing.
EPA: define nanomaterials as "new" chemical substances and/or "significant new uses" of existing chemical substances under TSCA; promulgate a new compulsory information collection rule under TSCA Section 8; expand regulation of anti-microbials under federal pesticide law; promote "green" technology; and evaluate the application of other EPA statutes to nanotechnology.
FDA: establish criteria for determining which nanomaterials are "new" for regulatory purposes; collect information on safety testing, forthcoming products and adverse effects; regulate cosmetics and dietary supplements.
OSHA: communicate to workers and firms about nanotechnology; use existing OSHA regulations to deal with nanoparticles; issue OSHA standards for nanomaterials.
CPSC: hire new staff to study nanotechnology exposure; create a chronic hazard advisory panel for nanotechnology products posing significant exposure risks.
Voluntary Efforts: use the DuPont-Environmental Defense framework as a basis for analyzing nanotechnology risks; issue a nanotechnology handbook for small businesses.
Public Involvement: give the public more information about nanotechnology; obtain the public's views about nanotechnology; convene a stakeholder dialogue.
Mr. Davies concludes his article with an interesting analogy: "[N]anotechnology comes in a treasure chest of riches and a Pandora's box of evils. The challenge of the new century and to the new administration is to use the treasure while keeping shut the lid on the Pandora's box."
This Article Was Authored and Contributed by the American National Standards Intititute
This second article in a series on nanotechnology standardization introduces the international working group that, under US leadership, is creating the standards needed to support the health, safety, and environmental aspects of nanotechnology.
In the post-war era of the late 1940s, global leaders of government and industry formed a central body to “facilitate the international coordination and unification of industrial standards.” Twenty-six member nations came together in 1947 to form the International Organization for Standardization (ISO).
ISO and its national member bodies – including the American National Standards Institute (ANSI) – are constantly evolving to meet changing demands. Today, ISO is addressing issues such as industrialization, the advancement of information technologies, quality, the environment, and the health and safety of workers and consumers. Today, roughly one of every twenty ISO standards addresses issues pertaining to health, safety or the environment.
In June 2005, ISO formed a new Technical Committee to help focus the world’s attention on standards that would support the growth of nano-related industries. The scope of that committee, ISO/TC 229 – Nanotechnologies, includes standardization in the areas of terminology and nomenclature; measurement and instrumentation; material specifications; and health, safety and the environment. The standards that are being created by this Committee can be utilized by national bodies to support regulatory activity within nanotechnology development, which in turn supports workers that encounter nanotechnologies on the job.
As new materials, structures, devices and systems are developed that derive their properties and function due to their nanoscale dimensions, standards act to enhance the development of these technologies by encouraging cooperation and collaboration in the industry. Bringing experts together for the purpose of standardization promotes the best uses and highest functioning of nanotechnology across the wide range of industries that it affects.
“Standards are important for supporting research aimed to safely develop and apply nanotechnology for societal benefit and economic growth,” said Clayton Teague, director of the National Nanotechnology Coordination Office, Executive Office to the President of the United States. “Standards are equally important for research aimed to better protect public health and the environment, and for facilitating the review and regulation of nanotechnology-based materials and products. They are therefore one of the foundational components that enable effective assessment of products created with nanomaterials, as well as development of associated policies and best practices to protect the people who manufacture, work with, and use those materials.”
Work in Progress for Health and Safety Standards
ISO TC 229’s standard-setting activities are assigned to four Working Groups (WGs). Responsibility for the development of science-based standards for the safe development and use of nanotechnologies falls to WG 3, Health, Safety and Environment. Operating under the leadership of Steven Brown of Intel Corporation (USA), the group has become a focal point for nanotechnology safety experts.
Representatives from seventeen of TC 229’s thirty participating national bodies are active in the work of the WG. Several other internationally-recognized bodies participate as liaisons to the committee, including: the European Committee for Standardization (CEN) TC 352, Nanotechnologies; the European Commission Joint Research Centre (EC-JRC); and the Organisation for Economic Co-Operation and Development Working Party on Manufactured Nanomaterials (OECD WPMN).
Its workload is heavy, with five active projects and a proposed sixth work item now under consideration.
As announced in last month’s article, the WG’s most mature document, a guidance document that provides critical information on occupational safety for those involved in the manufacture and use of nanomaterials in the workplace, was recently finalized.
Publication of the report, entitled Health and safety practices in occupational settings relevant to nanotechnologies, is anticipated by year-end 2008.
“This technical report will serve as a foundation for responsible national nanotechnology occupational safety and health programs worldwide,” said Vladimir Murashov, special assistant on nanotechnology to the director of the National Institute for Occupational Safety and Health (NIOSH), and the project leader for this initiative.
The report builds on guidance originally provided by NIOSH, the federal agency responsible for conducting research and making recommendations for the prevention of work-related injury and illness.
Japan and South Korea have also stepped forward in leadership roles, serving as project leaders for three of the WG’s other active projects:
Endotoxin test on nanomaterial samples for in vitro systems;
Generation of nanoparticles for inhalation toxicity texting; and
Monitoring nanoparticles in inhalation exposure chambers for inhalation toxicity testing.
The fifth – and newest – WG 3 work item, Guidance on physico-chemical characterization of engineered nano-objects for toxicologic assessment, will serve as a reference for characterizing nano-objects for toxicology testing. The United States, under the leadership of Dr. Richard C. Pleus (Intertox) is spearheading this effort.
How to Participate
For each ISO Technical Committee or Subcommittee where the U.S. is a participating member, ANSI accredits a Technical Advisory Group (TAG) to develop and transmit our national positions on standards proposals and related activities. In the case of nanotechnology activities within ISO, one U.S. TAG, supported by multiple working groups, determines U.S. positions and advocates those positions at ISO
Dr. Laurie Locascio of the National Institute of Standards and Technology (NIST) chairs the U.S. ISO/TC 229 TAG Working Group on Health, Safety and Environment. Members of the TAG WG include representatives of academia, government, standards developing organizations, and industry. With this expert input, the TAG WG prepares the U.S. position for WG 3 issues, recommends future work items, and considers proposals from other national bodies.
“With Steve Brown’s leadership of the WG, and the active participation of our TAG members, the U.S. has the ability to help set the pace of nanotechnology standardization for health, safety, and the environment,” said Dr. Locascio. “Developing standards in this area will have a powerful impact on our ability to move this technology platform forward in a responsible manner.”
Participation in the U.S. ISO/TC 229 TAG Working Group is open to all nationally interested stakeholders, and the TAG actively seeks participants who have expert knowledge in all aspects of nanotechnology as it relates to health, safety, and the environment. To join the U.S. TAG for ISO/TC 229 or any of its WGs, contact Heather Benko (hbenko@ansi.org; 212.642.4912).
For more information on the U.S. TAG for ISO/TC 229, visit www.ansi.org/iscotc229tag.
Stay Tuned: The next article in this series will introduce ISO/TC 229/WG 1, Terminology and nomenclature.
With all of the interest in nanosilver generated by the recent EPA petition filed by the International Center for Technology Assessment, I thought I would post some background material on EHS issues surrounding silver. A couple of disclaimers: the material is not comprehensive, and you might see parts of it again in "Nanotechnology Law and Policy" which should be published by Thomson-West legal publishers sometime in 2009 (if I can keep pace with the production schedule).
Silver (CASRN 7440-22-4) is a naturally occurring metal. It is usually found in extremely low concentrations in natural waters. “Humans are exposed to small amounts of silver from dietary sources.” “Silver levels of less than 0.000001 mg silver per cubic meter of air (mg/m3), 0.2-2.0 parts silver per billion parts water (ppb) in surface waters, such as lakes and rivers, and 0.20-0.30 parts silver per million (ppm) in soils are found from naturally occurring sources.” A 50 year old person has “an average retention of 0.23-0.48 g silver.”
Silver production in 1999 was estimated at 15.5 million kilograms world-wide, with Mexico and the US leading the list of producers. It is estimated that approximately 2.5 million kgs of silver in various forms is lost to the environment in the US every year, and that 29% of that amount is released to water and 68% to land. The most prevalent release routes are purportedly from smelting operations, photographic processing supplies, manufacturing of electrical components and wires, coal combustion, electroplating operations, and cloud seeding. NIOSH estimates that 70,000 people are exposed to silver in the workplace each year and inhalation is the most important route of exposure.
People and Animals. Silver has exhibited no known toxic effects to humans. According to the EPA, human health effects from breathing, eating, and/or drinking silver are "unknown." However, if you eat, drink, or breathe enough of it, your skin may turn a blue-gray color. This permanent cosmetic condition called “argyria” is not harmful to health. It results from silver depositing in the dermis layer of skin. Breathing high levels of silver dust may cause breathing and respiratory problems, throat irritation, or stomach pain – as with other types of particulate matter. Silver is not a known human carcinogen, but has been shown to cause cancer when inserted in lab animals under certain conditions. There are few, if any, toxicity animal studies based on oral or respiratory silver intake. “Tests in animals show that silver compounds are likely to be life-threatening for humans only when large amounts (that is, grams) are swallowed and that skin contact with silver compounds is very unlikely to be lifethreatening.” Some occupational studies intimate that exposure to silver may cause kidney problems, although more research is needed on this issue.
Silver Ions. Monovalent silver ions are very rare in the natural environment. “The acute toxicity of silver to aquatic species varies drastically by the chemical form and correlates with the availability of free ionic silver.” “For freshwater fish, the acute toxicity of silver is caused solely by silver ion interacting with the gills . . .” “On the basis of available toxicity test results, it is unlikely that bioavailable free silver ions would ever be at sufficiently high concentrations to cause toxicity in marine environments.” “About 95% of the total silver [lost to water in the environment] is removed in publicly owned treatment works from inputs containing municipal sewage and commercial photprocessing effluents, and effluents contain less than 0.07 ug ionic silver/litre.”
Drinking Water. The federal government has issued guidelines concerning the maximum level of silver allowed in drinking water (Maximum Contaminant Level – MCL): long term exposure is limited to 0.1 mg/L (previously 0.05mg/L), and short term exposure (1-10 days) is limited to 1.142 mg/L. The silver MCL was first promulgated by the United States Public Health Service in 1962 before the Environmental Protection Agency was ever formed. Silver was included on the original list on the basis of epidemiological data and the fact that it was used as an antimicrobial. The epidemiological data was based on exposures to medicinal silver and exposures through mining and metalworking. In 1989 EPA proposed changing the MCL for silver from 0.05 mg/L to 0.09 mg/L because the only potential human health concern was from argyria. “The proposal was finalized, using an CML of 0.1 mg/L, on January 30, 1991.”
Surface Water. Silver in surface water tends to settle down into the sediment. “Silver can remain attached to oceanic sediments for about 100 years under conditions of high pH, high salinity, and high sediment concentrations of iron, manganese oxide, and organics.” Silver levels in pristine surface water in unpolluted areas are approximately 0.01 μg /L and approximately 0.01 - 0.1 μg/L in urban and industrialized areas. The federal government regulates silver in surface water through the Federal Water Pollution Control Act (aka/ Clean Water Act) -- 33 U.S.C. § 1251. “The silver criteria contains values to protect human health from ingestion of contaminated aquatic organisms and maximum acceptable concentrations to protect organisms that live in freshwater and salt water from toxic effects. The human health part of the silver criteria was drawn directly from the drinking water MCL. Criteria for the protection of aquatic life, on the other hand, were derived using a newly developed set of guidelines that called for extensive laboratory test data. The values are given as total recoverable silver.” The freshwater criteria maximum concentration (CMC) for silver is (3.2) 100mg/L, and the saltwater CMC is (1.9).
Air. Silver is not considered an air pollutant harmful to public health or environment under the National Ambient Air Quality Standards mandated by the Clean Air Act. Purportedly “[t]reatment of air emissions containing silver is not a concern as atmospheric emissions rarely approach the federal threshold limit value for occupational exposure of 0.01 mg/m3.”
Workplace. Workplace exposures to silver present unknown/unquantified health risks to humans. Most occupational exposures to silver are purportedly through photographic processing chemicals (dermal) or inhalation of silver dust particles from the ambient air. OSHA has set the maximum air quality standard for silver at 0.01 mg/m3 based on an 8 hour workday and 40 hour workweek.
Regulation of silver hazardous waste. Resource Conservation and Recovery Act (RCRA) is designed to (in part) prevent leaching of hazardous concentrations of particular toxic constituents into groundwater, and looks back to Primary Drinking Water Standards. Any waste that contains 100 times the amount of the relevant constituent is considered a hazardous waste. The “100 times” level was designed to compensate for the dilution of materials as they pass through soil when headed for ground water. Note, howeverm that the ACRA standard does not track the 1997 amendment to the drinking water standard. Since the original drinking water standard for silver was is 0.05mg/L, the maximum allowable limit is 5.0 mg/L for RCRA purposes. Wastes containing silver at this level or above are labeled as “hazardous wastes” under RCRA and are subject to further regulation under that Act. “Under CERCLA, silver-bearing hazardous wastes are designated as hazardous substances with a reportable quantity (RQ) equal to 1 pound (.454 kg).” Any release that exceeds the RQ in a 24-hour period must be reported to the National Response Center.
Select Bibliography:
“Toxicological Profile for Silver,” Agency for Toxic Substances and Disease Registry, U.S. Public Health Service (December 1990).
P.D. Howe, et al., “Concise International Chemical Assessment Document 44: Silver and Silver Compounds: Environmental Aspects,” World Health Organization (2002).
US EPA Integrated Risk Management System (IRIS), Silver (CASRN 7440-22-4), http://www.epa.gov?IRIS/subst/0099.htm.
“25 Years of the Safe Drinking Water Act: History and Trends.”
Many states also regulate silver. Some state standards are more restrictive than EPA standards. See, e.g., “The Regulation of Silver in Photographic Processing Facilities,” Kodak Environmental Services, J-124 (1996).
T. Purcell, et al., “Historical Impacts of Environmental Regulation of Silver,” Environmental Toxicology and Chemistry, Vol. 18, No.1, pp. 3-8, 1999.
Aquatic life testing guidelines can be found at Fed. Reg. 45:79341 – U.S. EPA. 1980. “Guidelines for determination of ambient water quality for the protection of aquatic organisms and their uses.”
65 C.F.R. 31682
“The Regulation of Silver in Photographic Processing Facilities,” Kodak Environmental Services, J-124 (1996).
US EPA, Solid Waste and Emergency Response (5305W), RCRA Photo Processing, EPA530-K-99-002, January 1999.
A new Lux Research quarterly report -- "Nanomaterials State of the Market Q3 2008: Stealth Success, Broad Impact" -- contains a section summarizing the state of nano-related environmental, health, and safety issues in the United States. The report contains a very helpful time-line of key nano-related EHS events occurring between the fourth quarter of 2007 and the third quarter of 2008.
Other highlights are Lux's findings that the rate of nano-related publication has doubled in recent years; studies regarding the potential EHS concerns of nanoscale metals are approaching parity with publications concerning carbon and ceramic nanoscale materials; research papers on possible nano-related hazards far exceed those on possible nano-related exposures; there has been a demonstrable increase in research studies on possible nano-related ecological risks; public opinion regarding nanotechnology is mixed, but not negative; and NGO's are still pushing for more regulatory action. Lux, of course, offers detailed analysis on all of these issues, and you can find out how to purchase a copy of Lux's highly regarded report at http://www.luxresearchinc.com/contact.php
Lux, however, reached one conclusion with which we respectfully disagree. Lux thought the media coverage of the recent Poland Nature Nanotechnology article was "reassuringly judicious." You can see our prior post here which reflects our view that the media coverage of the asbestos-carbon nanotube analogy posited in the Poland article was overblown in our opinion.
C. Poland, et al., "Carbon nanotubes introduced into the abdominal cavity of mice show asbestos-like pathology in a pilot study," Nature Nanotechnology, May 20, 2008.
While it's not really related to legal issues, it certainly is a captivating idea. The Guardian reports that a University of Washington Scientist is developing a contact lens LED display that uses nanoscale circuits. If it works, the lenses may be powered by either solar or radio-frequency power transmission, and could be theoretically used to superimpose text messages, direction indicators, or even close captioning on the eye itself. Bio-compatibility is an issue. If the idea seems futuristic, readers may recall Arnold Schwarzenegger's Terminator character had this same set up way back in 1984. Hmm . . . it seems to me that there were some fairly recent papers on potential ocular uptake of nanoscale materials a while back. We will track this down over the next week or so. Stay tuned . . .
The Woodrow Wilson International Center for Scholars' Project on Emerging Nanotechnologies (PEN) recently published a short pamphlet intended to steer "nano firms" down the path towards commercial prosperity.
D. Lekas, "How to Reduce Your Firm's Risk and Increase Revenues Related to Nanotechnology," Project on Emerging Nanotechnologies, Woodrow Wilson International Center for Scholars, PEN Brief No. 4, April 2008.
PEN's "8 Step Program for Small Firms" is: 1. focus on the bottom line; 2. become or develop a champion within your firm; 3. incorporate life cycle thinking and operations and product development; 4. seek information and assistance on EHS implementation; 5. follow best practices for worker health and safety precautions; 6. prepare for potential nano-specific regulations; 7. increase educational efforts; and 8. seek continued improvement.
The new pamphlet is somewhat superficial and lacks the detail provided in PEN's numerous regulatory papers. Additionally, regular readers will note that steps 3-6 in particular have been advocated by PEN in one form or another since its inception. However, two of our friends received nice plugs under step 6 where PEN suggests that "[t]o keep up with the latest developments, firms may wish to subscribe to various listservs, including . . . www.nanoregnews.com . . . [and] . . . www.smalltimes.com."
Mark your calendar for the one-day conference “NanoBiotech 2008” set for September 15, 2008 which is being co-sponsored by Rensselaer Polytechnic Institute (Troy, NY) and Bawa Biotechnology Consulting LLC (Ashburn, VA). This is the fifth in a series of international conferences they have conducted dating back to 2003 on the converging areas of nanotechnology and biotechnology.
From the conference's website: "The conference will feature 20+ speakers, including 2 keynotes and a networking luncheon. All presentations (20-30 minute Power Points) will be fast-paced, focused and will rely upon extensive color graphics and animations to reach the diverse audience. Raffle drawings will be held throughout the day."
You can find the agenda from last year's highly recommended conference here.
This Article Was Authored and Contributed by the American National Standards Intititute
As the nanotechnology industry evolves, the need for globally relevant standards – from particle properties and terminology to health, safety, and the environment – is becoming increasingly apparent. This article, the first in a series, introduces how the U.S. is influencing nano-related standards on the international scene.
The burgeoning nanotechnology industry has created a critical need for standards to support the cross-border trade of nano-related goods and services while also protecting the environment and the health and safety of consumers. These standards can only be set if there is active engagement by the same individuals and organizations that are working to advance the technology. Stakeholder insights and knowledge help to identify the priorities for standard-setting that will impact the widespread commercialization of nanotechnology and its influence in areas ranging from medicine to energy conservation.There have been a number of articles published since May 20 regarding a possible link between carbon nanotubes and the development of precursors of mesothelioma because of a recent letter published in Nature Nanotechnology.
C. Poland, et al., "Carbon nanotubes introduced into the abdominal cavity of mice show asbestos-like pathology in a pilot study," Nature Nanotechnology, May 20, 2008.
The letter's authors related the results of an in vivo study in which they injected various types of carbon nanotubes into the mesothelial abdominal lining of mice. The study was driven, in part, because of prior speculation regarding a superficial resemblance between certain carbon nanotubes and asbestos fibers, as well as prior studies showing possible adverse EHS effects from exposure to certain types of carbon nanoparticles under laboratory conditions. While not actually causing mesothelioma, the scientists "observed that long MWCNTs produced inflamation FBGCs and granulomas similar to the foreign body inflammatory response caused by long asbestos fibres.“ Of course, the mice did not actually inhale carbon nanotubes (of any size) in the experiment, nor did the nanotubes end up in the chest cavity. The researchers further concluded that the "study does not address whether CNTs would be able to reach the mesothelium in sufficient numbers to cause mesothelioma following inhalation exposure.”
To those judging whether media coverage of the issue has been "fair and balanced," below are some of the more notable articles we have come across since the Poland study was published.
“Are Nanotubes the Next Asbestos?”
Chemical Week, June 2, 2008
“CANCER; Carbon Nanotubes That Look Like Asbestos, Behave Like Asbestos”
Lab Business Week, June 8, 2008
Oncology Business Week, June 8, 2008
Preventive Medicine Week, June 8, 2008
Healthcare Mergers, Acquisitions & Ventures, June 7, 2008
Law & Health Weekly, June 7, 2008
Obesity, Fitness & Wellness Week, June 7, 2008
Biotech Law Weekly, June 6, 2008
Health Business Week, June 6, 2008
Lab Law Weekly, June 6, 2008
Medicine & Law Weekly, June 6, 2008
Biotech Week, June 4, 2008
Healthcare Finance, Tax & Law Weekly, June 4, 2008
Cancer Weekly, June 3, 2008
Disease Prevention week, June 3, 2008
Health Risk Factor Week, June 3, 2008
Clinical Oncology Week, June 2, 2008
Health & Medicine Week, June 2, 2008
Space Daily, May 22, 2008
PR Newswire Europe, May 20, 2008
US Newswire, May 20, 2008
“Cancer concerns over carbon nanotubes”
MINT, May 21, 2008
“Cancer risk seen in nanotechnology; Tiny cylinders used in some products act like asbestos, a study finds”
Los Angeles Times, May 21, 2008
“Carbon nanotube has similar effects to asbestos”
Bioworld Week, May 26, 2008
“Carbon nanotubes as bad as asbestos, says study”
Indo-Asian News Service, May 21, 2008
“Carbon nanotubes behave like asbestos, study shows”
Electronic News, May 26, 2008
“Carbon Nanotubes Could Pose Health Risks Akin to Asbestos”
ChemWeek’s Business Daily, May 23, 2008
“Carbon nanotubes, key ingredient in nanotechnology work, mimic asbestos in mouse tests”
AP Worldstream, May 20, 2008
“Carbon nanotubes may be as hazardous to health as asbestos”
Guardian Unlimited, May 20, 2008
“Carbon nanotubes mimic asbestos in early study”
AP, May 20, 2008
AP Financial Wire, May 20, 2008
AP State & Local Wire, May 20, 2008
“Carbon nanotubes that look like asbestos just as cancerous”
Hindustan Times, May 21, 2008
“Comparison of Nanotubes to Asbestos Spurs Call for EPA, Hill Action”
Superfund Report, June 2, 2008
Water Policy Report, May 26, 2008
Defense Environment Alert, May 27, 2008
Risk Policy Report, May 28, 2008
Inside EPA, May 23, 2008
Environmental Policy Alert, May 21, 2008
“Danger of Nanotube”
Mirror, May 21, 2008
“Effects of Nanotubes May Lead to Cancer, Study Says”
Washington Post, May 21, 2008
“Fears over wonder nanotubes”
West Australian, May 22, 2008
“Health threat of nanotubes may be similar to asbestos, study warns”
Guardian, May 21, 2008
“Hi-Tech Fibres Scare”
Herald Sun, May 22, 2008
“How safe are nanoparticles?”
Christian Science Monitor, May 21, 2008
“In Study, Researchers Find Nanotubes May Pose Health Risks”
New York Times, May 21, 2008
“Nano-fibres lead to pre-cancer symptoms in mice”
Agence France Presse, May 20, 2008
“Nanofibres linked to cancer”
Daily Mail, May 21, 2008
“Nanotech could cause mesothelioma”
ABC Premium News, May 21, 2008
“Nanotubes could cause lung disease like asbestos”
New Scientist, May 24, 2008
“Nanotubes, Like Asbestos, Could Threaten Health”
NPR, May 21, 2008
“Nanotubes may cause cancer hazard”
Guardian Weekly, May 30, 2008
“Nanotubes may pose risk that asbestos does, study reports”
Virginian-Pilot, May 21, 2008
“New cancer alert”
Birmingham Evening Mail, May 21, 2008
Birmingham Mail, May 21, 2008
“New technology may be as bad as asbestos”
Daily Mail, May 21, 2008
“Some nanotubes as dangerous as asbestos”
UPI, May 21, 2008
“Some nanotubes could cause cancer threat – study”
E&E News PM, May 20, 20008
“Study Comparing Nanotubes, Asbestos Prompts Call for EPA Action”
Clean Air Report, May 28, 2008
“Study Finds Certain Nanotubes Could Be as Dangerous as Asbestos”
Inside OSHA, May 26, 2008
“Study links nanotubes to possible lung illness”
International Herald Tribune, May 22, 2008
“Study: ‘Nanotubes’ Pose Same Danger as Asbestos”
Post-Tribune, May 21, 2008
“Study Seen Impacting Expected Cal/EPA Nanotechnology Bill”
Inside Cal/EPA, May 23, 2008
“Study Waves Cautionary Flag About Nanotubes”
National Public Radio, May 23, 2008
“The microparticles that could pose the same risk as asbestos”
Daily Mail, May 21, 2008
MIT's Technology Review just published its list of Top Ten Emerging Technologies for 2008. One of the top ten items is NanoRadio. TR's description of NanoRadio begins with:
If you own a sleek iPod Nano, you've got nothing on Alex Zettl. The physicist at the University of California, Berkeley, and his colleagues have come up with a nanoscale radio, in which the key circuitry consists of a single carbon nanotube.
Absolutely fascinating -- and especially so since this technology could be considered one of the first true "nano-machines." As an aside, nanotechnology-related technologies have made the "TR10" for each of the past three years -- 2007 (Nanohealing), 2006 (Nanomedicine and Nanobiomechanics), and 2005 (quantum wires).
However, despite these bold claims, China's investment in nanotechnology has only been about $400 million from 2002-2007. Expectations are, though, that this number will begin to rise soon.
While there are vague references to four nanotechnology "mega-projects," China has at least two nanotechnology centers located at Tsinghua-Foxconn Nanotechnology Research Center and the Zheijang-California NanoSystems Institute. The latter is a joint project with the University of California.
It is unclear the types of programs these nanotechnology centers are engaged in, however one offhanded remark mentioned that the Olympic village parking lots being constructed in Beijing will have a nanopolymer coating that will absorb exhaust.
As my colleague who first made me aware of these developments said to me, "It was only a matter of time" until China got into the game. While it is difficult to say whether China has the necessary structure to its nanotechnology sector, being pushed largely by the various governmental levels, with little private investment, I would expect to see an increasing amount of nano-news and information coming from the Far East. Stay tuned........
Key points from the $1.5 billion NNI budget include:
Similarly, EPA's budget also provides funding for nano research and development, and in fact addresses nano in the context of the Resource Conservation Recovery Act (RCRA): "the primary objective is to determine the physicochemical properties controlling the movement of nanomaterials through soil and aquatic ecosystems. Research questions include the identification of system parameters that alter the surface characteristics of nanomaterials through aggregation (e.g. pH effects), complexation (e.g., surface complexation by dissolved organic carbon) or changes in oxidation state (e.g., chemical- or biological-mediated electron transfer)."
EPA's total budget is $7.1 billion for fiscal year 2009, and nano-specific funding comes in at $14.9 million (or 0.21% of the total budget). The funding is part of EPA Goal 4 of 5, "Communities and Ecosystems."
The fact that nanotechnology research funding is increasing is an encouraging sign, however, I'm concerned at the length of time it will take to complete the learning curve given the proportionally small amounts of federal investment into this increasingly important area.
This morning's New York Times features an editorial discussing Peter Barton Hutt's before the House subcommittee responsible for FDA oversight. Mr. Hutt warned that the FDA was "barely hanging on by its fingertips;" others testifying before the subcommittee suggested the agency lacked funds and staffing to do its job:
In a hearing before a House Energy and Commerce subcommittee, members of the agency’s own scientific advisory board outlined the F.D.A.’s many weaknesses. It lacks scientists who understand rapidly emerging technologies — including genomics and nanotechnology — relevant to product safety. The agency is further hobbled by a high turnover rate of scientists, a decrepit information technology system, a weak organizational structure, and a shrinking inspection force.
That said, FDA has been researching nanotechnology issues for some time -- it formed its Nanotechnology Task Force in August 2006. Still, it's interesting that nanotechnology safety issues have even found their way to the editorial page of the New York Times.
Nanotechnology was among the many hot topics discussed at this year's World Economic Forum in Davos, Switzerland. Among the five conceptual pillars for this year's Forum was the topic: "Exploring Nature's New Frontiers," which is described here. It's a nice concept, I believe, because it highlights the diverse areas -- everything from global climate change to disease eradication -- in which nanotechnology and other emerging technologies may play a role.
In addition, as reported by Nanowerk, the World Economic Forum-founded "Global Risk Network" released its 2008 annual report [1.6mb pdf] that described nanotechnology risk as a "Core Risk." Unsurprisingly, the driver for characterizing nanotechnology as a "Core Risk" appeared to be the still-preliminary state of the research into nanotechnology safety:
The report notes that studies reveal health impairment due to exposure to widely used nanoparticles (paint, cosmetics, healthcare). The primary impacts of a potential problem would be on public health, with secondary impacts on investment in a range of nanotechnologies.
It also states that increasing human exposure to nanotechnology will increase severity should an event occur, but this has to be balanced against the multiple opportunities created by nanotechnology.
Back in October, we reported on a $314,000 grant three Arizona State University professors received from DOE to study nanotechnology regulation. It seems that grant has already begun to bear fruit, as Nanowerk reports one of the grant recipients - law professor Doug Sylvester - will be teaching a two-hour interdisciplinary class in the Spring entitled "Nanotechnology And The Law." Professor Sylvester describes the import of his class:
“It’s not just about the law, it’s about our lives,” says Sylvester, a College of Law professor and faculty fellow in the College’s Center for the Study of Law, Science, & Technology. “For the first time in history, we know something is coming that carries great potential and possible grave danger. The technology will revolutionize much of how we live in the world. The question becomes, how, as a society, can we prepare ourselves to best promote the benefits and prevent the risks?”
Professor Sylvester's course will be geared toward public policy, bioengineering, medicine, law and other students, and, according to the Nanowerk article, the class is designed to encourage students to collaborate to find ways of using public policy and regulation to balance the potential threat nanotechnology may pose to the environment against the need to develop the technology.
I look forward to seeing what research comes out of this grant and out of this course.
At Bangalore Nano 2007, Keith O'Nions, director for general science and innovation for the Department of Innovation, University & Skills in the United Kingdom made the following statement, "Nanotechnology is of all disciplines and its provides a global opportunity of more than $1 trillion by 2015." He cited as an example the £100 million expended by the United Kingdom, including 23 centers and more than 1300 nanotechnology related companies in the UK alone.
This leads me to a few thoughts. First, wow, that's a big number in a short period of time. One trillion dollars in six years. Granted, this number includes all spending on nanotechnology across all sectors, worldwide, but it's still big. Second, this spending and research and development will proceed with or without regulatory oversight, which is the question we spend a lot of time on here. Insurance companies are already starting to think about these issues, for better (see the oft-cited Swiss re article here) or worse (see John's recent post on advertising here). It makes me wonder when, and in what form, concrete regulations will begin to appear (let me take this opportunity to digress a little and say regulation for the sake of regulation is not useful or helpful, and stakeholders must be involved in those discussions). Third and finally, this number is only going to get bigger, which is, I think, good. The potential benefits and advances that nanotechnology holds will only be discovered through meaningful research, development, and discussion.
Oh, and wow, that's a big number.
Environmental Science & Technology recently released an editorial discussing nanotechnology safety issues and, more importantly, the recent debate over whether EPA should regulate nanoscale materials as new chemicals under TSCA. The editorial succinctly sets forth EPA's position, as expressed by Jim Willis, EPA's Chemical Control Division Director, on the TSCA issue this way:
In an EPA document, TSCA Inventory Status of Nanoscale Substances—General Approach, released on July 12, the agency explained why it could not group all nanomaterials as new substances solely on the basis of size. This is because the definition of a new chemical under TSCA is based on only molecular structure or identity. If a nanomaterial contains the same molecules as a chemical already in the TSCA inventory, it is an existing chemical, says Willis. And almost all nanomaterials being researched and manufactured today are chemically identical to existing chemicals in the TSCA inventory. Thus, EPA has no authority to regulate them. Carbon nanotubes and fullerenes, for example, are made of carbon, an existing chemical in the inventory.
h/t to TGDaily.com.
NorTech just announced the winners of its 2007 Innovation Award at its Summit in Westlake, Ohio. Crain's Cleveland has the story here. Among the winners was one local nanotechnology company, NanoMimetics, Inc., which according to Crain's develops and commercializes nanocoatings for medical and industrial applications. Congratulations to all!
Andrew Maynard of the Project on Emerging Nanotechnologies at the Woodrow Wilson Institute testified on October 31st before the House Science Committee. PEN's press release is here and the full text of Maynard's remarks are here. In his testimony, Maynard advocated six steps to improve nanotechnology safety and criticized what he believed was a lack of coordination and focus on environmental, health & safety issues.
Among the items Maynard criticized is the practice of carbon nanotube manufacturers to submit MSDS sheets for SWNTs that effectively mirror those for regular graphite. This is a practice I also identified as problematic in my remarks before the Nano App Summit in Cleveland on October 22nd. However, in the absence of clearer safety data, I don't know that it's unreasonable to provide warnings to workers based on the source material and then to additionally warn workers of "potential" inhalation and other risks.
In any event, among the six steps Maynard advocates are the following:
Create a new federal advisory committee to allow transparent input and review from industry, scientists, labor groups, nongovernmental organizations and other stakeholders; [and]
***
Appoint a top-level government leader responsible for the action needed to address the environmental, health and safety challenges of nanotechnology.
In his comments, Maynard criticizes what he terms as disconnects between administrative agencies and contends that NNI is not sufficiently well-funded and is not focused clearly enough on environmental, health and safety issues. One example of the "disconnect" Maynard dislikes is the fact that NIOSH filed a public comment on EPA's TSCA paper from this past summer in which NIOSH disagreed with EPA's proposed regulatory framework for nanomaterials under TSCA. Instead, Maynard believed that NIOSH should have been communicating with EPA through "back channels." While I recognize Maynard's general point that the federal government needs to coordinate as well as it can, I actually don't mind the transparency that comes with agencies communicating through "front channels" rather than "back channels." Say what you will, but the public disagreement between NIOSH and EPA on the TSCA regulatory issue certainly has drawn attention to the issue and enriched the public debate in a way that "back channel" lobbying would not have.
SmallTimes's September/October print edition just recently hit newsstands. Featured in that magazine is our own John Monica's article entitled "Ramping up the EPA's Nanoscale Material Stewardship Program." (Co-blogger Michael Heintz has previously blogged about this program here and here.)
The issue also contains a great article by Lynn Bergeson -- "The EPA's Toxic Substances Control Act: What you must know," and another by Barbara Goode -- "Framing the DuPont/ED Nano Risk Framework."
Researchers at Rice University successfully utilized a near-infrared flourescent imaging technique to detect individual carbon nanotubes in fruit flies. The study, reported here and here, involved an experiment where the researchers fed fruit fly larvae a diet that contained carbon nanotubes. The flies were then shot with a laser, which excited the nanotubes and allowed them to be viewed using a flourescent technique. The good news is that the fruit flies apparently survived to adulthood just as well as fruit flies in the control group, and apparently weighed the same as the controls, too. The study's conclusions about the bioaccumulation of the nanotubes in the fruit flies are interesting:
When the researchers removed and examined tissues from the flies, they found the near-infrared microscope allowed them to see and identify individual nanotubes inside the tissue specimens. The highest concentration of nanotubes was found in the dorsal vessel, which is analogous to a main blood vessel in a mammal. Lesser concentrations were found in the brain, ventral nerve cord, salivary glands, trachea and fat. Based on their assays, the team estimates that only about one in 100 million nanotubes passed through the gut wall and became incorporated into the flies' organs.
I don't know enough about the anatomy of a fruit fly to fully grasp the significance of these findings, but I find it hopeful that only a tiny fraction of the nanotubes accumulated in the flies' organs, and also find it hopeful that the flies were apparently not harmed by the nanotubes' presence. One of the researchers quoted in the report, Dr. Bruce Weisman, is a well-known nanotechnology researcher at Rice.
Update:
Thanks to Youtube, we can see a six second video of the carbon nanotubes "lit up" inside the fruit flies here.
According to this recent article in the Jerusalem Post, the European Union is the top public financier of nanotechnology:
With €1.4 billion allocated to 550 projects in the field of nanosciences and nanotechnology, the EU's 6th Research Framework Program accounts for one-third of total public funding for nanotechnology and is the world's largest single funding agency worldwide for this field.
The article notes, however, that private funding for nanotechnology research in Europe lags the U.S. and Japan.
The Europeans appear to be taking an integrated approach to nanotechnology safety, by investing €28 million in safety research as part of each of its programs. Much like in the U.S., European regulators are also exploring whether the EC's environmental, health and safety laws require change to deal with these issues:
The European Commission is currently undertaking a review of existing legislation to see whether the current regulatory framework appropriately addresses health, safety and environmental risks. Moreover, it has taken steps to establish an observatory to provide decision-makers with dynamic assessments of scientific and market developments.
It looks like the U.S. might be moving faster on nanotechnology regulatory issues, so I will be interested to see whether the Europeans take our lead or chart their own course. So far, they seem to be taking a sensible approach to the problem. I especially like the integration of safety research into their primary research grants (which, among other benefits, reduces the likelihood that scientists will overstate the results of safety issues in an effort to attract more funding) and the inclusion of private industry in the regulatory process.
Yesterday, the organizers of nanoTX'07 severed all ties with Michael Nobel, the individual who was to make the announcement of the new prize at the upcoming nanotechnology conference. The Nobel Family Society and Nobel Prize Foundation objected to Mr. Nobel's announcement of the "Dr. Michael Nobel Prize" as a "clear misuse of the reputation" of the Nobel Prize. Consequently, nanoTX'07 cut ties with Dr. Nobel, who will now not appear at the conference, and no new prize will be announced.
While the actions taken by both the Nobel Prize Foundation and nanoTX'07 are understandable, it is still disappointing that no new Prize is forthcmoning. The Dr. Michael Nobel Award was to be in the field of "energy solutions," which not only seems to be tailor made for nanotechnology research and advancements, but could address a wider range of research that is important in light of global warming and other energy cost concerns.
But fear not, those researching nanotechnology are still eligible for Nobel prizes, through the traditional routes of physics and chemistry. As nanotechnology continues to grow and develop, I am confident we will see continued recognition of nanotechnology by the Nobel Prize.
Thanks to Barnaby Feder for bringing this development to my attention.
In the ever growing world of nanotechnology information and research, and new system was launched earlier this week. SAFENANO is attempting to become "the UK's premier resource on nanotechnology hazard and risk." It is managed by the United Kingdom's Institute for Occupational Medicine located in Edinburgh, Scotland.
SAFENANO will serve as a clearinghouse for "collecting, interpreting, and disseminating the emerging scientific issues on nanotechnology," and will feature "the latest scientific research, information about good practice, standards, news, events, and articles from leading opinion formers in industry, government and academia in the UK and world wide. It includes a regular bulletin service, comprehensive database of relevant publications, and a community site where users can share information about common challenges and their solutions on a global basis."Small Times is reporting that the National Nanotechnology Coordination Office at NNI is requesting public comment, until September 17, 2007, on its proposed "Prioritization of Environmental, Health and Safety Research Needs for Engineered Nanoscale Materials: An Interim Document For Public Comment."
According to the Small Times article,
"The comment period is an opportunity for public input into the prioritization of research and information needs related to environmental, health, and safety aspects of nanomaterials," groups note, adding that the research priorities will be an important part of the NNI EHS research strategy, which will be used by the Federal agencies to support research within their mission areas.
The NNCO established 25 research priorities. However, to make the list more manageable, it broke the 25 priorities into five broad categories. Overall, I like the approach the government is taking on these research priorities. They are asking the right questions about (1) how engineered nanomaterials interact with biological systems and the environment, (2) how to measure exposure to nanomaterials -- both in workers and to the general public, and (3) what impact nanomaterial exposure has on health. The report also calls for risk management to be a research priority.
These are NNCO's five proposed categories:
Instrumentation, Metrology, and Analytical Methods
The priority research needs for this category provide an integrated approach essential to understanding, predicting, and quantifying the chemical and physical properties and behavior of nanomaterials. The priorities under this research category underpin, and are fundamental to, all five categories of EHS research and information needs.
Nanomaterials and Human Health
Research on human health often involves complex, interrelated scientific concepts that are investigated most efficiently by a parallel, rather than serial, research paradigm. This parallel structure permits the investigation of single or integrated research questions and the leveraging of progress in related areas. Evaluation of the human health research needs against this paradigm and the value-of-information principle led to identification of an overarching research priority. The task force identified five broad research needs that are critical to addressing this overarching priority and to establishing the fundamental principles for nanomaterial interactions with living systems. Overarching Research Priority: Understand generalizable characteristics of nanomaterials in relation to toxicity in biological systems.
Nanomaterials and the Environment
The priority research needs for this category represent those that were presented in the EHS Research Needs document, with revisions to ensure complete coverage of environmental issues.
Health and Environmental Exposure Assessment
Research in this category is aimed at assessing exposure to, rather than hazards of, nanomaterials * * *. The priority research needs for this category identify work to enable the collection of exposure information. Data collection should group individuals into exposure categories and relate groups potentially exposed to nanomaterials, including workers, patients, consumers, and neighbors of production or utilization plants. * * * Information on the process, task, and location variables should be evaluated to understand how nanomaterials behave in workplace environments and what factors determine the exposures to nanomaterials in such environments.
Risk Management Methods
The many research needs for this category, as identified in the EHS Research Needs document, were grouped by the risk management methods task force into five broad research needs, which were then prioritized. The broad research needs are listed below, ranked from highest to lowest priority. The task force recognized one of the research needs identified in the EHS Research needs document as encompassing the overarching research priority for this category. Overarching Research Priority: Evaluate the appropriateness and effectiveness of current and emerging risk management approaches for identifying those nanomaterials with the greatest potential risks.
By: Tim Cahill and Michael Heintz:
FDA Week reported on July 6, 2007 that the FDA's Internal Nanotechnology Task Force is close to issuing its first report and is going to recommend that the agency not create "regulatory policies" for nanomaterials. Instead, the task force is likely recommending that FDA create guidelines for "best practices." The Task Force report will also likely urge FDA to work with academia and the National Nanotechnology Initiative to gather more information about nanotechnology risks and benefits.
FDA Week also observes that an agency official stated as early as 2005 that the agency would not regulate products containing nanotechnologies any different than conventional products, and "The agency does not regulate the technology as a separate entity so products such as drugs or medical devices that employ nanotechnology are scrutinized while cosmetics are not. " The Task Force report will also likely urge FDA to work with academia and the National Nanotechnology Initiative to gather more information about nanotechnology risks and benefits.
One downside to our focus on the safety of nanomaterials is that it can cause us to lose focus on the potential upsides of nanotechnology in the environmental, health and safety arena. CORDIS is reporting on a study funded by the European Parliament's Scientific Technology Options Assessment ("STOA") committee which looked into whether nanomaterials could serve as substitutes for hazardous materials.
In particular, the study focused on two areas where nanotechnology is already making inroads -- coatings and catalysts:
Two areas where nanotechnology is already making inroads as a substitute for hazardous chemicals are coatings and catalysts. Coatings can create anti-adhesive surfaces which resist things sticking to them, such as dirt, or have biocidal properties to prevent living organisms from sticking to them.
Nanoparticles are also widely used in catalysts, although the authors point out that research in this field was already on the nanoscale, and so it is not clear to what extent future developments could be attributed to nanotechnologies.
As reported by AzoNano.com, the EPA recently announced the award of two grants, collectively worth $600,000, to researchers at Oregon State University to study the human health impacts of nanomaterials. The pair of studies look like the first step toward nanotechnology regulation. According to the AzoNano article, the first study is a survey of common manufactured nanomaterials to understand their interaction with biological processes. The second study looks specifically at how manufactured nanomaterials may "damage or kill cells:"
Dr. Alan Bakalinsky is studying the relationship between specific characteristics of nanoparticles, like shape and structure, and their effects on cells. The work is expected to lead to the development of safety guidelines for industrial and environmental exposure to nanomaterials. "We're trying to identify specific structures in manufactured nanoparticles that might cause damage to cells," said Bakalinsky. "If we can determine which shapes and structures are most dangerous to cell function, it should be possible to design the materials to avoid those shapes and minimize the risk of damage."
Both Oregon State researchers, Drs. Bakalinsky and Tanguay, look to be relatively new to the nanotechnology field. Bakalinsky is a food science researcher and Tanguay is a molecular toxicologist.
The report, available on the Institute's website, lists twelve policy considerations that it believes should be considered as a policy framework is developed. Those policy considerations are: 1) societal goals, 2) public education and engagement, 3) activity and information inventories, 4) identification of lead agencies, 5) technical issue identification such as terminology and metrology, 6) regulatory framework priority identification including risk assessment, science, and stakeholder involvement, 7) labeling and consumer protection, 8) liability and intellectual property issues, 9) support for science and research, 10) commercialization and economic benefits, 11) training, and 12) security.
The report delves into each consideration in more detail, but the Institute believes that each should be developed in order to establish a solid nanotechnology framework in Canada.
Interestingly, the report also touches on barriers to a national nanotechnology policy in Canada, many of which are the same as those facing the United States. The report cites such policy development challenges as the lack of information and lack of tools to "deal responsibly" with nanomaterials already in commerce. The needed tools the Institute points to include: standard definitions, labels, and data sheets, as well as "structures and resources for public education and engagement." These are some of the very challenges facing policy development in the United States.
Through consideration of the twelve points above, the Institute believes that Canada can begin to create a policy framework. The Institute states that at this early stage, "our proposed policy framework focuses on goals; on what needs to be attended to; and to a lesser extent how it should be done: the elements of a policy framework."
Clearly nanotechnology policy development is an international issue, with many, if not all, of the same challenges and questions arising for each country to delve into the regulatory questions surrounding nanotechnology.
Several sources are reporting that the Russian Government has created a state agency to oversee nanotechnology issues. Nanowerk reports that the new government body "will ensure interaction between government, business and scientists in the implementation of the state policy in the spheres of nanotechnology and nano-industry." And, the lower house of the Russian Parliament is considering legislation that would form Russia's first nanotechnology based company.
Additionally, Small Times reports that Russian and American interests are collaborating for nanotechnology research and development as well as helping Russian counterparts present new technologies and discoveries while assisting with patent and other intellectual property protections.
This is just another example of how wide reaching nanotechnology is becoming. Beyond the Russians more fully engaging in the sector, it appears that nanotech is helping to further thaw diplomatic relations between the United States and Russia.
Nanotechnology Now reports that Small Times has named the University of Albany's College of Nanoscale Science and Engineering ("CNSE") as the nation's top-ranked college for nanotechnology and microtechnology. Rounding out the top-ten:
CNSE's ranking as number one in the world placed it ahead of Cornell University (2), the University of Michigan (3), the University of Illinois at Urbana-Champaign (4), Penn State University (5), Arizona State University (6), the University of Washington (7), North Carolina State University (8), the University of Maryland (9), Rice University (10), Rutgers University (11) and Stanford University (12), among others. CNSE also received top-10 rankings from its peers in three areas: nano commercialization, micro commercialization and micro research.
Congratulations to Albany! I am glad to see that more and more universities are establishing nanotechnology as a separate program, although I'm not familiar with any other universities with actual schools or colleges dedicated to nanotechnology. Of course, the Patent & Trademark Office still does not recognize materials science as a field of study that qualifies one to take the patent bar -- but that is a different subject for a different day.
The Woodrow Wilson Center released a study entitled "EPA and Nanotechnology: Oversight for the 21st Century," authored by a former high-level EPA administrator, J. Clarence Davies. Mr. Davies argues that EPA oversight and regulation of nanotechnology is "urgently" needed. The Wilson Center has the full text of the report available here.
The report is summarized in this Science Daily article. The article notes the reaction from the Wilson Center's Project on Emerging Nanotechnologies:
"This new report seeks to encourage EPA, Congress, and others to create an intelligent oversight approach that empowers EPA and promotes investment and innovation in new nanotechnology products and processes," said David Rejeski, director of the Project on Emerging Nanotechnologies at the Wilson Center (PEN). "As both the chair and ranking minority member of the U.S. House of Representatives Committee on Science and Technology stated last year, 'Nanotechnology is an area of research that could add billions of dollars to the U.S. economy, but that won't happen if it is shrouded in uncertainty about its [environmental, health and safety] consequences.' "
The Science Daily article also summarizes the approach Davies recommends. Specifically, it appears that Davies is focusing on creating an industry-EPA partnership to study the toxicity of nanotechnologies and creating an inter-agency coordinating group (possibly involving FDA and OSHA) to oversee nanotechnology regulation. The eventual goal, it seems, is to amend the Toxic Substances Control Act (TSCA) to expand EPA's power to regulate the area. It is promising that Davies' proposal involves significant industry cooperation in the development of any standards. One must hope that any actual regulations or amendments to the TSCA that come from this type of approach are properly balanced to encourage innovation and America's entrepreneurial spirit while significantly mitigating any significant risk of harm from the use of nanomaterials.
The Nanowerk article mentions programs in Europe that have the affect of monitoring or preventing pollution, such as self-cleaning paints and "anti-fouling" coatings. Further, there are at least four sites in the United States, and an at least two in Canada, using nanomaterials on an experimental basis to test groundwater remediation.
These kinds of advances in environmental protection and remediation should not be lost in the discussion over the possible impacts of nanotechnology. It is important to keep in mind that while there is potential for unintended impacts, nanotechnology can have many uses, including maintaining and supporting environmental health.
First, the United Kingdom's Department of Food, Environment, and Rural Affairs (DEFRA), released a report entitled "Environmentally Beneficial Nanotechnologies: Barriers and Opportunities." The 95-page report (appendices here), outlines the opportunities nanotechnologies may provide in combating global warming through cutting the use of non-renewable energy. The report focuses on five areas: fuel additives, solar cells, hydrogen, batteries & supercapacitors, and insulation. A full press release on the report is here, and the report was compiled by Oakdene Hollins, a sustainability consultant.
In a second GHG development, the Project on Emerging Nanotechnologies, of the Woodrow Wilson Center for International Scholars, has "gone green." While more details are here, the Project decided to offset its GHG emissions to zero, thereby eliminating is "carbon footprint." The Project is offsetting approximately 93 metric tons per year of carbon dioxide emissions through The Climate Trust for travel emissions and the Solar Electric Light Fund for electricity emissions. "Offsets" are those projects that have the effect of reducing the amount of greenhouse gas in the atmosphere through activities such as carbon capture, increased use of renewable energies, or increased efficiencies at existing GHG sources. The Project, therefore, is funding, through the purchase of offsets, these two organizations' efforts to reduce the amount of GHGs in the atmosphere.
While both of these developments are relatively small compared to the larger body of work on both nanotechnology and global warming, they show that the two are not necessarily distinct. I suspect we will see more overlap between the two fields are more is learned concerning nanotechnology's ability to impact energy sectors.
The Supreme Court’s decision in KSR v. Teleflex makes it easier to show that an invention is obvious. This case is likely to result in changes in the nanotechnology field and elsewhere, including:
?For patent applicants, fewer – but perhaps more valuable – allowed patents.
?For patent owners, a greater risk to patent claims that are challenged based on obviousness.
?For patent licensees, another factor to consider when evaluating existing license agreements in view of Medimmune v. Genentech.
Here’s what happened:
35 U.S.C. §103 requires that a patentable invention be nonobvious in view of the prior art. A finding of obviousness may be based on a single reference. For example, a claim for nanometer size aluminum oxide particles was found to be prima facie obvious in view of a reference that disclosed aluminum oxide particles with overlapping particle sizes and size distributions. In re Kumar, 418 F.3d 1361 (Fed. Cir. 2005). More often, though, a finding of obviousness is based on a combination of references that together disclose all elements of an invention, with elements “missing” from one reference being supplied by another reference. For example, a release agent comprising a stable emulsion of submicron size polysiloxane particles was held to be obvious in view of references that disclosed (1) a stable polysiloxane emulsion of similarly sized particles, and (2) an organopolysiloxane polymer used as a release agent. In re Ona, 38 U.S.P.Q.2d 1597 (Fed. Cir. 1995).
Before KSR, references could be combined only when there was teaching, suggestion, or motivation to combine the references at the time the invention was made (the “TSM” test). This avoided obviousness findings based on hindsight – an examiner or patent challenger could not rely on a combination of references unless the prior art pointed toward that combination. In the Ona case, above, the first reference taught numerous uses of the microemulsion and suggested its use where stability is desired. The court noted that this teaching would motivate one of ordinary skill in the art to use the microemulsion as a release agent, as taught by the second reference.
The Supreme Court concluded that the TSM test was too rigid and could preclude fact finders from applying common sense. The Court explained that “any need or problem known in the field . . . at the time of the invention . . . can provide a reason for combining the elements in the manner claimed” and that “familiar items may have obvious uses beyond their primary purposes, and in many cases a person of ordinary skill will be able to fit the teachings of multiple patents together like pieces of a puzzle.” The Court did not abolish the TSM test but opened the door to a broader range of justifications for combination of references. In addition to increasing the difficulty of obtaining new patent claims, this new standard increases the likelihood that previously allowed claims will be held invalid, particularly if an obviousness rejection was overcome during prosecution by arguing that the TSM test was not satisfied.
[Editor's Note: Check back soon for an additional discussion on Medimmune]
The Woodrow Wilson International Center for Scholars's Project on Emerging Nanotechnologies and The Pew Charitable Trusts created a map powered by Google Maps showing the location and types of nanotechnology appearing in the United States. The map is interactive and searchable, providing both a broad-based look at where and what kind of nanotech is developing as well as point specific operations.
First impressions show the bulk of nanotechnology located on the coasts, however, note an increased nanotech presence in the Midwest/Great Lakes region. Not surprisingly, the focus is on materials and electronics as the industries of choice.
Oh, and its fun to play with.
A new nanotechnology-focused publication has just announced its own launch. The Journal of Nano Education is "a peer-reviewed international journal that aims to provide the most complete and reliable source of information on current developments in nanoscale science, technology, engineering, and medical education," and is now accepting submissions for publication. In addition to publishing materials from undergraduate and graduate research, the journal will also cover topics at the K-12 levels. The Journal is targeting "various aspects of teaching and learning of nanoscale science, technology, engineering, and medicine."
The creation of another journal just shows how the field is growing. The new twist here is the coverage of all levels of nano-education. The Journal will be available via the Internet.
By Tim Cahill:
The April 20, 2007 edition of FDA Week reports that the former deputy commissioner in the FDA's policy office, Michael Taylor, repeated his call for Congress to grant FDA enhanced regulatory authority with respect to products that utilize nanotechnology, particularly cosmetics, dietary supplements, and foods.
Mr. Taylor believes that FDA should have the authority to force companies to disclose information about the nanotechnology they use in these products so the agency can better monitor the associated risks. Mr. Taylor made this assertion while speaking at a Food and Drug Law Institute conference on April 12th, and he initially raised this issue in a report he wrote last October for the Wilson Center's Project on Nanotechnology entitled "Regulating the Products of Nanotechnology: Does FDA Have the Tools It Needs?"
The Ohio Department of Development recently announced a significant financial incentive that it awarded to Zyvex Performance Materials, Inc., a "leading nano-technology company providing tools and instrumentation to the semi-conductor and research and education markets." The incentive, a 60%, 5-year tax cut on real property improvements, allows Zyvex to relocate its headquarters to Columbus along the new State Route 315 Technology Corridor. The move is expected to generate approximately 100 jobs in Central Ohio.
In addition to its semi-conductor work, Zyvex "was the first to provide carbon nanotube (CNT) powered products to the marketplace," and "Zyvex's performance materials serve customers in the aerospace, defense, automotive, and energy markets while its patent technology has been incorporated with customers who are sporting goods manufacturers."
The new facility will be used for administration, research, development, and limited manufacturing.
Michael Heintz, of the Nanotechnology Law Report, and JD Gibbs, of ENVIRON, will be co-presenting on nanotechnology issues at the upcoming Ohio Chemistry Technology Council annual conference on March 19. JD will discuss the technical aspects of nanotechnology, and Michael will discuss regulatory developments in nanotechnology, including the EPA White Paper, Berkeley ordinance, and TSCA inventory reviews.
The presentation is part of the larger "regulatory forum" session conducted by the environmental attorneys from Porter Wright, and is always one of the most well attended events of the conference. For more information on attending the conference, see here.
The White Paper, as expected, lays out the Agency's thoughts and ideas concerning nanotechnology and how EPA will treat it. While the Paper begins with the Agency's role in the larger government plan concerning nanotechnology, it provides many EPA-specific items as they relate to research and regulation.
The Paper begins with EPA explaining EPA's role with regards to nanotechnology, as well as why nanotechnology is important to the Agency. It then addresses issues such as risk assessment and development of nanotechnology from EPA's perspective. Not surprisingly, EPA identifies several areas in which clear data gaps exist and must be filled in order to progress with nanotechnology. However, of particular interest to those in the regulated community, the Paper provides some of EPA's thoughts on both potential regulation of nanotechnology, as well as its possible environmental benefits.
First, with regards to possible regulation by EPA, the Paper explains that the Agency maintains the position that current environmental statutes provide it with the authority to regulate nanomaterials. This statement alone is not surprising as it is a generally accepted thought. However, the Paper fails to discuss how some of these statutes contain trigger levels that may be inappropriate measures of nanomaterials. For example, statutes such as the Clean Air Act and Resource Conservation Recovery Act contain measurable levels at which regulation begins, such a specific concentration or weight emitted or discharged. Because nanomaterials may be a concern at vastly smaller measurements, many of these triggers that are measured in parts-per-million or pounds or tons emitted may be inapplicable; a point EPA does not fully develop. Similarly, EPA spends significant space on potential environmental harms, but also explains that nanotechnology may also provide environmental benefits, especially in terms of ground water or Superfund site remediation projects. It is important to remember that nanotechnology can be a positive in remediation efforts, not just something to regulate for protection. EPA does a good job remember this point, and should be commended for taking a two-vision approach: understanding remediation possibilities and understanding risk possibilities.
Second, the Paper goes into great detail concerning risk assessment. EPA believes it is very important to develop sound risk assessment concerning nanomaterials before moving to the next step. The Agency then reiterates its desire to work with stakeholders to develop the necessary information to make educated decisions.
Finally, the Paper concludes with a series of recommendations directed at EPA offices and staff. If EPA holds to these recommendations, the Paper provides a good road map as to the Agency's priorities in the near future. While EPA's work in nanotechnology will be largely driven by the research of research and risk assessment projects, its overall thoughts on nanotechnology provide a well-reasoned beginning its work in the field.
Nanotechnology Law Report's own John Monica was recently interviewed by Melina Vissat, the news editor of “The Rose Sheet,” published by FDC Reports and formally known as the Toiletries, Fragrances & Skin Care on-line trade report. The interview was a followup to John's recent presentation on the perils of preemptive nanotechnology litigation at a recent conference regarding the regulation of nanotechnology in consumer products, in Washington, D.C. Ms. Vissat’s interview is below the fold.
MV: Why would Berkeley, specifically, make this a regulation? Is there a lot of handling of nano-materials there? Or would this set precedent for California state, and/or perhaps the rest of the country?
JCM: The short answer is Berkeley primarily wanted to be a trendsetter, and secondarily wanted a forward looking ordinance to prevent any potential future problems. Officials in Berkeley have openly criticized the federal government and the state of California for failing to enact nano-specific safety regulations. They have also openly said they enacted their own ordinance because state and federal governments failed to act first. Also, while the ordinance is not binding legal precedent, Berkeley has openly encouraged other governments -- city, state, and federal -- to follow their lead.
As for actual application, currently there are very few companies using engineered nanoscale materials in Berkeley. (In fact, several newspapers have reported there are "none," but I do not believe this is accurate.) So, I would not say the ordinance was enacted because of any impending current safety concern.
On the other hand, University of California Berkeley labs and Lawrence Berkeley National Laboratory are both in the city limits. Both are involved in nanomaterials research. Berkeley says the ordinance was initially prompted by a lack of nanomaterials handling procedures at these two labs. The city claims to have asked the labs what nano-specific safety procedures they had in place, and the answer was "none or very few." This prompted Berkeley's original concern and ultimately the ordinance. However, Berkeley has also now stated that the ordinance does not apply to either lab because they are federally funded. The labs, on the other hand, intend to voluntarily comply with the final ordinance.
MV: Why specifically is this legislation unnecessary? Is it because we don't yet know whether nanomaterials are actually a threat? Or because there is simply a lack of data proving either way - dangerous vs. safe?
JCM: I believe this specific legislation is unnecessary because (i) it is virtually impossible to comply with in its current form, (ii) the federal government should take the lead in labeling any material/chemical as "hazardous," not Berkeley (iii) all "manufactured nanoparticles" - whatever that broad definition used in the ordinance implies - have not been label as "hazardous," nor is there any current scientific consensus that they all should be.
There are data on both sides of the safety/hazard issue, but I do not believe any responsible scientist is dismissing the potentially negative data out of hand. It is a real concern. However, most scientists say more research is still needed and it will take several years. They also advocate the standardization of research techniques to make sure they are all talking about the same thing as they move forward with research.
MV: Who should be doing this research to determine whether nanomaterials are safe? Companies, etc.?
JCM: The federal government is funding nano-related environmental, health, and safety research - about $44 million is in the 2007 budget. However, there seems to be a consensus among scientists that federal funding should be increased to at least $100 million annually. On the other hand, the federal government takes the position that manufacturers are primarily responsible for the research necessary to ensure the safety of their nano-products. Ultimately, product liability law imposes this same burden on manufacturers. As they must ultimately bear the social and financial burden of any liability, I believe manufacturers should plan accordingly. However, my personal belief as a policy matter is that manufacturers and the federal government have equal responsibility.
MV: Now, regarding this regulation, who does the burden fall to to provide the required information? The companies? Will this cost companies time, money, manpower? Could you please provide more detail on how this legislation is a burden to industry?
JCM: The burden falls on the companies to provide the required toxicology information. There are a couple of ways to answer the question depending on what the city wants, which isn't crystal clear.
If the city says all that is required is a literature search (most likely), then my response is that reviewing the universe of existing toxicology studies and then reporting/summarizing them to the city is a very expensive prospect. You will have to ask a toxicologist for an estimate of the actual hours this research would take. There are over 1600 EHS studies in the best nano-database. A lot of them, of course, might not be applicable to any individual company or situation. But if you take the Cosmetics, Toiletry and Fragrance Association’s white paper on nanoparticles in personal care products to the FDA as an example of the type/level of analysis required, the required effort will be quite large and expensive indeed.
If new toxicology research is required (less likely), then that is a whole different (greater) level of expense. There are also additional expenses associated with implementing the materials handling plan portion of the ordinance once the toxicology issue has been resolved. Of course, this is hard to estimate without having the toxicology part nailed down.
MV: Where else is this pre-emptive legislation surfacing?
JCM: This same type of current preemptive legislation is being considered in Cambridge, Massachusetts. I would look for similar efforts in nano-university communities across the country. Additionally, companies located in "top ten" states for nanotechnology development should be closely watching what's going on at the municipal level.
MV: Also, at what stage would it NOT be considered pre-emptive? Once safety data is in-hand?
JCM: City governments are not well-equipped to analyze these issues. Thus, I would always consider municipal regulations of this specific type to be "preemptive" and ill-advised. The federal government is looking very closely at nano-EHS issues, I would leave the decision to it as to whether or not to label a nanomaterial as "hazardous" and all the burdens that come with that label.
The long-awaited final White Paper from the United States Environmental Protection Agency (EPA) on nanotechnology and related regulatory issues was finally issued today. According to the Federal Register notice, the 132-page document, available here, covers "a basic description of nanotechnology, why EPA is interested in it, potential environmental benefits...,risk assessment issues..., and a discussion of responsible agency development of nanotechnology and the Agency's statutory mandates."
It is this last topic that is particularly interesting to the regulated community. More will be posted here when the White Paper is fully reviewed and considered.
The 2007 United Nations Environment Program "GEO Year Book 2007" report was recently released, which explicitly calls for nanotechnology regulation on a global scale. The abstract to the Year Book contains this overview:
The emerging scientific and policy challenges of nanotechnology are examined from an environmental perspective. Nanotechnology will bring environmental benefits but it is vital that we adopt appropriate assessment and legislative process to address the unique challenges presented by nanomaterials and their life cycles.
The AP provides more background in a February 5th report from Nairobi, the site of this year's Global Ministerial Environment Forum, where this report was unveiled. More from the report:
In its annual report of the global environment, the U.N.'s Environment Program said ''swift action'' was needed by policy makers to properly evaluate the new science of nanotechnology.
Although nanotechnology could transform electronics, energy industries and medicine, more research is needed to identify environmental, health and socio-economic hazards, Achim Steiner, who heads UNEP, said in the 87-page report.
The UN is calling for cooperation between the nanotechnology industry and government, and also cooperation between developed nations and developing nations, in formulating a regulatory response to potential EHS nanomaterial concerns. On that note, the National Science Foundation's proposed 2008 budget includes a $29 million request for a Program Component Area entitled "Societal Dimensions: Environmental Health & Safety (EHS)."
John Monica, Michael Heintz and I have recently had an article published in the magazine Nature Nanotechnology (Vol. 2, No. 2, pp. 68-70 (Feb. 2007)) entitled "The Perils of Preemptive Regulation." The full text of the article is available here (subscription required). The lede/abstract of the article is:
In its rush to introduce new regulations about the handling of nanomaterials, the city of Berkeley in California has made mistakes that should not be repeated elsewhere.
In it, we analyze and critique the approach that Berkeley, California has taken in its quest to become the first American jurisdiction to regulate nanomaterials. In particular, we question whether a "reporting requirement" that forces nanotechnology companies to do comprehensive literature reviews of environmental, health and safety ("EHS") literature pertaining to nanomaterials on an annual basis will significantly advance nanotechnology safety. We also wonder whether the de facto characterization of nanomaterials as "hazardous" by the city of Berkeley will invite unmeritorious litigation. That sort of litigation might well cripple this industry and hamper efforts to research, develop, and commercialize this potentially revolutionary new technology.
On the heels of Berkeley, California's decision last December to impose regulations on nanotechnology businesses, the Boston suburb of Cambridge, Mass -- home to MIT and my alma mater, Harvard -- is now looking at nanotechnology regulation. According to the linked article from the Boston Globe, it appears that the Cambridge City Council is aware of the potential for stifling nanotechnology innovation with regulation:
We hope that nanotech is going to be a big part of new industry in Cambridge," said council member Henrietta Davis. But Davis said the city should make sure that nano-based businesses ply their trade safely. "It's not my intention to stifle it," she said. "It's more to be proactive."
This concept of "proactive" regulation, on which my co-blogger John Monica will be speaking this week, raises the question of how well government regulators can strike the balance between the need for innovation and the need of safety in the absence of good information about the probability and magnitude of risks associated with a given activity. On that note, I am glad that Cambridge has decided to explicitly bring industry representatives to the table when deciding whether to impose nano regulations:
Igor Linkov, managing scientist at Intertox Inc., a technology consulting firm in Brookline, said there is some evidence that nanoparticles could pose health risks. He cited a study that found that rats developed scar tissue when liquid mixed with carbon nanoparticles was sprayed into their lungs. But Linkov said far more research is needed before jumping to conclusions about the safety of nanoparticles.
"We know that some nanomaterials, at some point during their life cycle, may pose risks," said Linkov. "We really cannot quantify how high the risk is."
On Jan. 8, the Cambridge City Council voted to ask Lipson to study the nanotechnology regulation enacted in Berkeley last year, and recommend a similar statute for Cambridge. * * * The City Council ordered Lipson to study the Berkeley law and determine whether it makes sense to draw up a similar statute.
We at the Nanotechnology Law Report will continue to follow these developments.
Nanotechnology: Science, Innovation, and Opportunity, compiled by Lynn E. Foster and published by Prentice Hall, is an excellent introduction into the world of nanotechnology and the possibilities it brings. The book is a collection of 20 chapters written by different authors, all experts in their field, on the major topics concerning nanotechnology. It begins with general discussions on the possibilities of nanotechnology, like thoughts on energy independence by Richard Smalley, for which the Smalley Institute at Rice University is named. It then moves to identifying those involved with research, development, and funding of nanotechnology, such as the role of venture capitalists and university technology transfer. Following that is a series of chapters on specific applications of nanotechnology, such as drug delivery systems and bio-nano-information fusion. Finally, the book concludes with a transcript of the presentation "Infinitesimal Machinery" that Richard Feynman gave, rather prophetically, to the NASA Jet Propulsion Laboratory in 1983.
While Nanotechnology focuses on increasingly technical subjects as it progresses, the book is an easy to read glimpse into industries that nanotechnology is impacting. Its broad coverage is supplemented by notes and references at the end of each chapter, providing readers an opportunity to delve deeper individual subjects. For anyone looking to learn more about nanotechnology, its applications, and implications, Nanotechnology, is an excellent primer, and will hold the attention of both the casual reader and those studying this new technology alike.
Finally, I would be remiss if I didn't take this opportunity to introduce you to one other option for reading about nanotechnology. As an indicator as to how this field is beginning to take off, you can now find Nanotechnology for Dummies at your local bookstore. Like other books in the "for Dummies" series, Nanotechnology for Dummies, by Richard Booker and Earl Boysen, is designed to be a straight-forward and easy introduction into nanotechnology. While I have not read the book in its entirety, I see it as a solid reference when a quick tutorial on individual topics is needed. And with the inclusion of the occasional one-liner and cartoon, its also entertaining.
I am pleased to announce that John Monica will be speaking on "The Possible Adverse Consequences of Pre-emptive Nanotechnology Regulation" at the two-day conference and workshop, Regulations for Nanotechnology in Consumer Products, February 8-9, 2007, Washington Marriott, Washington, D.C. This conference is aimed at those interested in doing more than simply scratching the surface of nanotechnology regulatory concerns. A copy of the preliminary agenda can be found here.
Speakers will include:
The American Industrial Hygiene Assocation has identified nanotechnology safety as among its members' top concerns for 2007, according to this report in Occupational Hazards. AIHA identified nanotechnology as an OSHA concern and characterized the concern this way:
Nanotechnology – The increased use of nanotechnology for consumer products raises concerns that a clearer understanding is needed to accurately assess the occupational health and safety risks posed by working with this new technology. AIHA supports increased research into the possible hazards involved with nanotechnology.
Moreover, AIHA's 2007 annual AIHce conference will feature a panel on nanotechnology -- it will be interesting to see what, if any, recommendations come out of the conference about nanomaterial handling.
Given Berkeley, California's recent decision to regulate occupational and other exposure to nanomaterials through its hazardous materials ordinance, and recent Congressional and other pressures to regulate nanotechnology, it's good to see organizations like AIHA taking a look at nanotechnology regulatory issues. As John argued here, we need a scientifically-based, rational regulatory approach to nanomaterial safety; the sooner such an approach is taken, the better. The last thing this industry needs is a highly public "scare" -- such as the Magic Nano scare last year -- to pique the interest of the trial lawyers.
According to a December 21, 2006 press release, both outgoing House Science Committee Chairman Sherwood Boehlert (R-NY) and incoming Chairman Bart Gordon (D-NT) urged the Bush administration "to establish a research agenda with clear priorities to ensure a greater understanding of the potential environmental, health, and safety risks associated with nanotechnology."
I suspect that in 2007, the new Congress may well push a nanotechnology safety initiative. Nanotechnology safety issues are increasingly being publicly discussed, especially given Berkeley's new regulations and NIOSH's recent interest in occupational nanotechnology safety. Andrew Maynard's proposal, discussed in Nature in connection with the National Nanotechnology Initiative, so far looks to be the most comprehensive public proposal -- the press release expressly references it. We previously reported on Maynard's proposal here and here.
By, Jaime T. Landrum:
As the impact of nanotechnology grows, more companies are considering the utilization of nanotech products and processes in the workplace. Questions regarding nanotechnology's effect on the American worker, however, come side-by-side with these business decisions. As reported at Occupational Hazards, The National Institute for Occupational Safety and Health (NIOSH) is expected to issue guidance for employers facing these problems.
Doug Trout, Associate Director for Science for the Division of Surveillance, Hazard Evaluations and Field Studies discussed this issue at the International Conference on Nanotechnology Occupational and Environmental Health and Safety last week. According to the article, NIOSH will recommend that all nanotechnology employers implement an occupational health surveillance program designed to help employers evaluate the risks and necessary protections resulting from nanotechnology's use. The necessity for such guidance is apparent, considering "the growth of nanotechnology in the workplace, the unique physical and chemical properties of nanomaterials and early evidence suggesting that 'nanoparticles may have toxic effects greater than larger-size particles and at lower doses.'"
For those unaccustomed to the field of occupational health, the article explains that an occupational health surveillance program includes hazard surveillance and/or medical surveillance. These two components are designed to identify and monitor workplace hazards and occupational health problems.
The first step in any health surveillance program is a needs assessment. NIOSH intends to provide a needs assessment framework for employers, including recommendations for the evaluation of various risk factors. We know, however, that the needs assessment will contain a hazard assessment and an exposure assessment. The article quotes Trout as stating "The purpose of this needs assessment in an occupational setting is to determine – by performing hazard and exposure assessments – whether a health risk due to occupational exposure [to nanomaterials] exists in the workplace."
As most employers already realize, the research on the risks and effects of nanotechnology is still evolving. Trout is quoted as acknowledging that "information may not be available to make a well-informed determination of risk." For that reason, "periodic reassessment" will be of vital importance in the workplace.
Even NIOSH cannot provide definitive answers to nanotechnology employers- at least not yet. Everyone agrees, however, that the use of nanotechnology may pose a significant risk to employees. The NIOSH guidance will provide some welcome relief to employers struggling to understand what the dangers of nanotechnology are and how to avoid them.
For the full article, see here.
The watch list however, is different from the emerging contaminants action list. The watch list includes those materials that DoD believes have a "probable mission or budge impact." DoD then monitors events surrounding the listed material while conducting "rough impact analysis." Other materials found on the watch list include: tungsten and its alloys, lead, beryllium, dichlorobenzenes, and dioxins, among others. "DoD places materials on the Watch List when they are identified through the scanning phase as potentially affecting one or more DoD business areas. While the exact nature and magnitude of the potential impacts are unknown, the Department has identified these materials as having a potential to affect DoD functions. As a result, DoD is conducting Phase I assessments for each of these materials."
The difference between the watch list and action list is that under the watch list the DoD monitors developments concerning the listed material while expending minimal resources. If the material is upgraded to the action list, DoD has determined that the material is likely to impact the department, and it performs detailed analysis on the material while possibly expending "significant" resources on understanding the material. Other activities performed once a material is upgraded to the action list include undertaking risk management actions and pollution prevention efforts by DoD.
This listing of nanomaterials, without more information, is interesting for a number of reasons. First, the DoD's watch and action lists are selective in nature. There are only eighteen materials on these lists in total, so the addition of nanomaterials is significant. We therefore see this action as a step towards regulation of nanotechnology by DoD's recognition of nanomaterials as potentially impacting department operations and the environment. Second, it is hard to know what DoD will be watching by posting "nanomaterials" on its watch list. Given the different types and functions of nanomaterials and nanoparticles, a blanket listing is vague at best. However, because the DoD elected to list nanomaterials at all is proof that federal agencies are increasing their focus on nanotechnology in general.
While this listing does not cause any regulatory actions to be taken by DoD, an upgrade to the action list could certainly mean a significant change in course as to how one of the country's largest agencies addresses nanotechnology.
Ed. note: every Friday (more or less) Nanotechnology Law Report's David Fischer will look back at the week’s news and analysis of nano related issues. If you have something you’d like to bring to our attention, email him.
ASTM, International, by its own description is, "one of the largest voluntary standards development organizations in the world-a trusted source for technical standards for materials, products, systems, and services. Known for their high technical quality and market relevancy, ASTM International standards have an important role in the information infrastructure that guides design, manufacturing and trade in the global economy." ASTM, International develops many of the standard testing methods and procedures for scientific processes, and they have now created standard definitions for nanotechnology.
Standard E 2456-06 is a collection of definitions and terminology that should help to alleviate some of the confusion inherent in many organizations using slightly different definitions for nanotechnology related terms. Because it is copyrighted material, it cannot be reproduced or linked here (the standard can be purchased at the above link). However, terms addressed by the Standard include: nano, naoparticle, nanotechnology, and nanoscale.
This release by ASTM, International is important because that organization is heavily relied upon for developing and maintaining many of the world's scientific standards and procedures. The fact that they have now developed, what we hope to be, standardized definitions in the nanotechnology arena, helps to alleviate any confusion surrounding what is properly within the field of nanotechnology, and what is not. This, in turn, frees up those working in the field to turn their attention to the substantive issues at hand. While not binding on any organization or agency, the Standard reflects an attempt by several scientific organizations, including the American Institute of Chemical Engineers, NSF, International, the National Institute of Advanced Industrial Science and Technology, the Institute of Electrical and Electronics Engineers, the American Society of Mechanical Engineers, and the Semiconductor Equipment and Materials International to reach a consensus concerning the scope of nanotechnology.
Rice University's Center for Biological and Environmental Nanotechnology, together with researchers from University College London and the London Business School, released the results of a major consumer research study that sought to measure public perceptions of the risks & benefits of nanotechnology. As reported in PhysOrg,
The largest and most comprehensive survey of public perceptions of nanotechnology products finds that U.S. consumers are willing to use specific nano-containing products – even if there are health and safety risks – when the potential benefits are high. The study also finds that U.S. consumers rate nanotechnology as less risky than everyday technologies like herbicides, chemical disinfectants, handguns and food preservatives.
The study also found that American consumers did take nanotechnology's possible health risks into consideration when evaluating whether they would purchase products containing nanotechnology:
One survey polled consumers about how likely they would be to use four specific, nano-containing products: a drug, skin lotion, automobile tires and refrigerator gas coolant. This is the first large-scale study to experimentally gauge the public's reaction to specific, nano-containing products, and [Professor Steven] Currall said the use of scenarios about plausible, specific products yielded results that challenge the assumption that the public focuses narrowly on risk.
"It was clear that people were thinking about more than risk," he said. "The average consumer is pretty shrewd when it comes to balancing risks against benefits, and we found that the greater the potential benefits, the more risks people are willing to tolerate."
Their findings were published in the journal Nature Nanotechnology. You can access the full article here (subscription required).
At this morning's session of the International Conference on Nanotechnology Occupational & Environmental Health & Safety in Cincinnati, Ohio, Daniel Japuntich, Division Scientist at 3M, presented "Filtration and Respirators: Current Knowledge." Japuntich shared 3M's research findings indicating HEPA respirator materials are effective in filtering nanoparticles down to three (3) nanometers in size.
The 3M research found nanoparticles act as solids, "obey the laws of physics," and fit nicely within existing filtration models. Thus, Japuntich concluded existing NIOSH respirator standards under 42 CFR 84 should be sufficient for many nanorelated uses. Japuntich noted the efficacy of filter materials must be evaluated in the context of a complete workplace respirator program including hazard measurement and assessment, face-piece choice, face fit testing, and worker training programs.
Another conference presentation by Michele Ostraat, a Research Engineer at DuPont, discussed similar findings by the Nanoparticle Occupational Safety and Health Consortium. Ostraat spoke regarding the Consortium's recent aerosol chamber research studies on a variety of respirator material using six different types of nanoparticles. Ostraat posed that, while existing respirator material proved effective for nanomaterials, filter efficacy for nano-aerosols decreases as exposure time increases in certain instances. The Consortium intends to publish several papers in 2007 setting forth its research findings in detail. Ostraat also explained the Consortium's parallel goals of making consistent nano-aerosols for research purposes (which it has already accomplished), and creating a reliable, inexpensive, portable, nanoparticle measuring device (which it hopes to unveil by mid-2007).
At today’s session of the International Conference on Nanotechnology Occupational & Environmental Health & Safety in Cincinnati, Ohio, Altairnano President and CEO -- Alan Gotcher -- and Health Safety and Environment Facilitator -- Tabitha Maher -- both gave presentations regarding Altairnano’s environmental, health, and safety (EHS) efforts centered around the company’s use of nanomaterials.
Altairnano is an 80 employee company with facilities in Reno, Nevada, and Anderson, Indiana. The company uses conglomerates of sphere-shaped metal oxide nanoparticles in the production of its products aimed a four (4) markets: power systems; pigments; drug campaigns; and performance materials.The December 4, 2006 on-line edition of the Proceedings of the National Academy of Sciences is set to publish findings from a recent in vivo animal study researching the possible health effects of SWCNTs deliberately injected into the bloodstream. Scientists at Rice University and the University of Texas are said to have found that carbon nanotubes are filtered from the bloodstream by the liver over one hour after injection. The scientists are also said to have sampled tissue from various locations in the test animals and apparently found SWCNT deposits in the liver, and trace amounts in the kidney -- both of which were expected. Preliminary reports believe the study supports the conclusion that there are no immediate adverse health effects from SWCNTs injected into the bloodstream. Look for more information about this study in upcoming posts.
The draft agenda for Council's December 5 meeting includes, as "new business," a first reading of an ordinance entitled "Manufactured Nanoparticle Health and Safety Disclosure." This ordinance is an amendment to Berkeley Municipal Code Sections 15.12.040 and 15.12.050, addressing disclosure requirements for hazardous materials and waste management. Those immediately impacted include the University of California-Berkeley and the Lawrence Berkeley National Laboratory, both of which conduct nanotechnology research within Berkeley City Limits. The San Francisco Chronicle reports that the amendment is being urged by the Community Environmental Advisory Committee "because so little is understood about the possible impact of the materials on human health."
The draft ordinance is also asking that letters be sent to elected officials asking them to earmark a percentage of funds included in the National Nanotechnology Initiative's annual budget for health and safety research.
Updates on the progress of this ordinance will be posted as they become available.
JCM: My reading is EPA's new position on Samsung's washing machine has little to do with the alleged "nanoness" of the silver ion particles released by the machine. Rather, EPA is focused on the claimed antimicrobial properties of the material. Whether or not the silver ions are truly "nano" is not determinative. Under EPA's current thinking they would still be subject to FIFRA even if they were/are "full sized." Further, EPA has not even determined whether or not the washing machine truly uses nanotechnology, and has stated that such a finding is unnecessary for its ruling. Finally, EPA has made it clear that it evaluates all products on a case-by-case basis, and appears reluctant to make a categorical statement about all products containing nano-silver. Thus, while EPA's upcoming notice to be published in the Federal Register will be of great interest, my guess is that it will not use the Samsung issue as a reason for treating nanomaterials any differently from the way it treats other microbial killing materials.
Since first being reported in the Washington Post, and relayed here, more information concerning EPA's proposed regulation of nanosilver under the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) has been uncovered.
As initially reported, the EPA's Office of Pollution Prevention reversed its course from earlier statements, and ultimately decided to regulate nanosilver under the FIFRA. EPA reasoned that because manufacturers were producing products containing nanosilver as a method of killing bacteria, such uses were properly the province of the FIFRA as a pesticide. Nanosilver is found in several products available today, including food containers, shoes, air fresheners, and bandages. The concern is that the silver may pose a threat to aquatic systems as a bio-accumulative toxin.
Upon further research into EPA's announcement, it has been determined that EPA plans to issue a Federal Register notice that will explain the requirements for using nanosilver as an anti-bacterial agent. Greenwire is reporting that the rule will be issued "within the next few months." It is expected that those falling under this new rule will need to show that the nanosilver additive will not pose an environmental risk when placed into commerce. However, as reported in the November 23, 2006 Washington Post article, EPA states that to be subject to FIFRA regulation, there has to be a claim that the product will "kill pests" in order for it to be a pesticide. Consequently, products containing nanosilver may not be subject to FIFRA regulation absent a claim that the product kills bacteria, viruses, or the like.
The most important piece of information to come out of this subsequent research is the knowledge that EPA will indeed begin regulating nanomaterials, and plans to do so soon. Silver is already regulated under the FIFRA in several products as a pesticide, so for EPA to regulate forms of nanosilver is potentially a new step. The Federal Register notice should provide additional details as to how nanosilver will be regulated under the FIFRA and the procedures EPA will use in determining which uses are subject to regulation and which are not. It is important to note that nanomaterials are not currently regulated, however it appears as though regulation is now imminent, starting with nanosilver in anti-bacterial uses.
Rick Weiss reported in yesterday's Washington Post that the EPA plans to regulate silver nanomaterials used in consumer products as "germ-killing" agents:
The decision -- which will affect the marketing of high-tech odor-destroying shoe liners, food-storage containers, air fresheners, washing machines and a wide range of other products that contain tiny bacteria-killing particles of silver -- marks a significant reversal in federal policy. * * *
Under the new determination, first reported on Tuesday by the Daily Environment Report, a Washington publication, and confirmed yesterday by the EPA, any company wishing to sell a product that it claims will kill germs by the release of nanotech silver or related technology will first have to provide scientific evidence that the product does not pose an environmental risk.
The EPA plans to regulate these materials under the Federal Insecticide, Fungicide, and Rodenticide Act ("FIFRA"). Howard Lovy from NanoBot questions whether the EPA is really breaking new ground in its regulation, since it already regulates the use of silver as an anti-microbial agent.
As always, I imagine, the devil is in the details. While EPA might already regulate silver under FIFRA, it probably will not apply the same regulatory standards to "nano-silver." It will be interesting to see how much safety testing EPA requires "nano-silver" manufacturers to use, and whether those manufacturers will conduct the testing necessary to pass muster (or whether they will simply abandon the project). I'm reminded of the issue of OSHA regulation of nanomaterials: only a few years back, manufacturers of carbon nanotubes were submitting MSDSs that were essentially the same as for graphite (which is used to make the nanotubes).
Jonathan Adler of Case Law School and the Volokh Conspiracy emphasizes that the new regulations will only apply to companies that make germ-killing claims in connection with the marketing of nano silver-containing products.
The essence of Taylor's report is distilled in Table 2 on page 27 of the article, in a table entitled “Capacity of FDA’s Legal Authority to Achieve the Primary Goals of Regulatory Oversight for Nanotechnology Products.” The table provides a quick summary of how Taylor views the FDA’s current power to regulate the nanotechnology industry.
Specifically, Taylor identiies four FDA Pre-Market Oversight Goals:
1. Obtain information on new nanoproducts early in the development process;
2. “Define and enforce public safety standards for nano-materials, including the nature and extent of testing required to satisfy them;”
3. “Place the initial and continuing burden to demonstrate safety on the nanotechnology product’s sponsor;” and
4. “Review the nanotechnology product’s safety prior to marketing and improve conditions as needed to ensure safety.”
And four FDA Post-Market Oversight Goals:
1. “Require post-marketing monitoring and testing of nanotechnology products as needed to ensure safety;”
2. “Require timely adverse event reporting;”
3. “Inspect manufacturing establishments and examine records related to nanotechnology product safety;” and
4. “Remove from the market nanotechnology products that appear to pose a significant safety hazard and or no longer meet the applicable safety standard.”
Taylor then evaluates what he perceives to be the effectiveness of FDA’s current authority to implement these goals across nine different product categories: Cosmetics, Whole Foods, Dietary Supplements, GRAS Food Ingredients, Food Additives, Food Packaging, Medical Devices, OTC Drugs, and New Drugs.
Medical Devices and New Drugs fare best under Taylor’s analysis, while Cosmetics, Whole Foods, and Dietary Supplements fall at the other end of his spectrum. Taylor’s analysis suggests, however, that virtually every product category could benefit from a strengthening of FDA’s existing regulatory authority.
Taylor further implies that FDA will not be able to reach the above-referenced goals unless Congress drastically increases its funding. To this end, Taylor asserts FDA’s 2007 budget falls 56% short of what it needs to perform the same tasks required of it in 1996.
The report concludes with helpful information concerning FDA’s existing nanotechnology activities, additional tools Taylor believes FDA needs to do its job, and several recommendations regarding how FDA should approach the significant gaps in the nano-regulatory picture he paints.
“Regulating the Products of Nanotechnology: Does FDA Have the Tools it Needs?,” Taylor, M., Woodrow Wilson International Center for Scholars, Project on Emerging Nanotechnologies, October, 2006.
In the September 2006 edition of Nanotechnology Law & Business, two (2) employees of FDA’s Center for Drug Evaluation and Research (“CDER”) -- Nakissa Sadrieh and Parvaneh Espandiari -- published “Nanotechnology and the FDA: What Are the Scientific and Regulatory Considerations for Products Containing Nanomaterials?”
The article begins with a disclaimer that the authors’ views and opinions are not necessarily those of FDA, and then narrows its specific focus to nano-products regulated by FDA’s Center for Drug Evaluation and Research (‘CDER’) – primarily new drugs and/or drug delivery systems.